Common use of Affiliated Brokers Clause in Contracts

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current prospectus and SAI; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments instruments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIstatement of additional information; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in the Fund’s current prospectus and SAIprospectus; (iib) the provisions of the 1940 Act; (iii) the provisions of Act and the Advisers Act; (ivc) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (vd) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIStatement of Additional Information; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in the Fund’s current prospectus and SAIprospectus; (iib) the provisions of the 1940 Act and the Advisers Act; (iiic) the provisions of the Advisers Exchange Act; (iv, including, but not limited to, Section 11(a) the provisions of the 1934 Actthereof; and (vd) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current prospectus and SAIregistration statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Company, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a Fund the Company for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Company, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board Director and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the BoardDirector, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Company for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser's affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s 's current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. la w. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser's affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s ' s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus Prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the FundTrust’s current prospectus and SAIRegistration Statement; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser, Sub-Adviser or any of its their respective affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser or Sub-Adviser, as applicable, seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its Sub-Adviser or their affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines guidgelines determined by the Board and set forth in the Fund’s 's current prospectus and SAI; Reistration Statement (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to, to the extent applicable: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser's affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s 's current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser's affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Investment Adviser or any of its the Investment Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Investment Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Investment Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Investment Adviser or its the Investment Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Investment Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAIRegistration Statement; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law law, including the FCA Rules, and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAI; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: : (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAI; Registration Statement; (ii) the provisions of the 1940 Act; (iii) the provisions of the Advisers Act; (iv) the provisions of the 1934 Act; and (v) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: : (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and as set forth in the Fund’s current prospectus and SAI; Registration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its the Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a the Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Funds for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current prospectus and SAIRegistration Statement; (iib) the provisions of the 1940 Act; (iiic) the provisions of the Advisers Act; (ivd) the provisions of the 1934 Act; and (ve) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Adviser’s fees for services under this Agreement.