Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 109 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser or any of its the Sub-Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a the Fund's ’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its the Sub-Adviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a Fund for these services in addition to the Sub-Adviser's ’s fees for services under this Agreement.
Appears in 13 contracts
Samples: Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds), Sub Advisory Agreement (Catholic Responsible Investments Funds)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a the Fund's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the rules of the Commission under such Acts; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 12 contracts
Samples: Sub Advisory Agreement (Pioneer Series Trust I), Sub Advisory Agreement (Pioneer Series Trust IV), Subadvisory Agreement (Pioneer Series Trust I)
Affiliated Brokers. The Sub-Adviser Subadviser or any of its the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a the Fund's ’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser Subadviser or its the Subadviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from a Fund for these services in addition to the Sub-Adviser's Subadviser’s fees for services under this Agreement.
Appears in 9 contracts
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III), Subadvisory Agreement (Advisors' Inner Circle Fund II), Subadvisory Agreement (Advisors' Inner Circle Fund III)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 9 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II), Sub Advisory Agreement (Advisors Inner Circle Fund II), Sub Advisory Agreement (Advisors Inner Circle Fund II)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's ’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Sub-Adviser's ’s fees for services under this Agreement.
Appears in 8 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors' Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in a the Fund's ’s current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's Subadviser’s fees for services under this Agreement.
Appears in 8 contracts
Samples: Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.), Investment Subadvisory Agreement (S&P 500 Covered Call Fund Inc.)
Affiliated Brokers. The Sub-Adviser Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in a the Fund's ’s current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's Subadviser’s fees for services under this Agreement.
Appears in 4 contracts
Samples: Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.)
Affiliated Brokers. The Sub-Adviser Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in a the Fund's ’s current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Exchange Act; (d, including, but not limited to, Section 11(a) the provisions of the 1934 Actthereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's Subadviser’s fees for services under this Agreement.
Appears in 4 contracts
Samples: Investment Subadvisory Agreement (Global Income & Currency Fund Inc.), Investment Subadvisory Agreement (MLP & Strategic Equity Fund Inc.), Investment Subadvisory Agreement (Dow 30 Enhanced Premium & Income Fund Inc.)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 3 contracts
Samples: Sub Advisory Agreement (Advisors' Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a the Fund's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II), Sub Advisory Agreement (Advisors Inner Circle Fund II)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Funds, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a each Fund's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Funds for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II), Sub Advisory Agreement (Advisors Inner Circle Fund II)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a the Fund's ’s current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a the Fund for these services in addition to the Sub-Adviser's ’s fees for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Bishop Street Funds), Sub Advisory Agreement (Bishop Street Funds)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Portfolio for these services in addition to the Sub-Adviser's fees fe\es for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund), Sub Advisory Agreement (Advisors Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statementprospectus and Statement of Additional Information; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These Such brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services such services, in addition to the Sub-Adviser's fees for services Services under this Agreement, but not as fees for Services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Portfolio for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Funds, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's the Funds' current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Funds for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund II)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a FundPortfolio, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund for these services in addition to the Sub-Adviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (Advisors Inner Circle Fund)
Affiliated Brokers. The Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Funds, subject to: (a) the requirement that the Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in a Fund's the Funds’ current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from a Fund the Funds for these services in addition to the Sub-Adviser's ’s fees for services under this Agreement.
Appears in 1 contract