Common use of Affiliated Brokers Clause in Contracts

Affiliated Brokers. The Subadviser or any of the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s affiliates may receive brokerage commissions, fees, or other remuneration from a Fund for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 8 contracts

Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III), Subadvisory Agreement (Advisors' Inner Circle Fund III), Subadvisory Agreement (Advisors' Inner Circle Fund III)

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Affiliated Brokers. The Subadviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Portfolio, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s Trust's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a Fund the Portfolio or the Trust for these services in addition to the Subadviser’s 's fees for services under this Agreement.

Appears in 8 contracts

Samples: Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust)

Affiliated Brokers. The Subadviser or any of the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (ai) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current Registration Statement; (bii) the provisions of the 1940 Act; (ciii) the provisions of the Advisers Act; (div) the provisions of the 1934 Act; and (ev) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s affiliates may receive brokerage commissions, fees, or other remuneration from a Fund for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 6 contracts

Samples: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III), Investment Subadvisory Agreement (Advisors' Inner Circle Fund II), Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)

Affiliated Brokers. The Subadviser Sub-Adviser or any of the SubadviserSub-Adviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or the SubadviserSub-Adviser’s affiliates may receive brokerage commissions, fees, or other remuneration from a the Fund for these services in addition to the SubadviserSub-Adviser’s fees for services under this Agreement.

Appears in 5 contracts

Samples: Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Form of Sub Advisory Agreement (Delaware Wilshire Private Markets Fund), Sub Advisory Agreement (Delaware Wilshire Private Markets Tender Fund)

Affiliated Brokers. The Subadviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Portfolio, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s Trust's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a Fund the Portfolio or the Trust for these services in addition to the Subadviser’s 's fees for services under this Agreement.

Appears in 4 contracts

Samples: Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust)

Affiliated Brokers. The Subadviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in the Fund’s current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a the Fund for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 4 contracts

Samples: Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.)

Affiliated Brokers. The Subadviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in the Fund’s current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Exchange Act; (d, including, but not limited to, Section 11(a) the provisions of the 1934 Actthereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a the Fund for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 4 contracts

Samples: Nuveen Asset Management (Global Income & Currency Fund Inc.), Investment Subadvisory Agreement (NASDAQ Premium Income & Growth Fund Inc.), Investment Subadvisory Agreement (MLP & Strategic Equity Fund Inc.)

Affiliated Brokers. The Subadviser Sub-Adviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current Registration Statementprospectus and statement of additional information; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the rules of the Commission under such Acts; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a the Fund for these services in addition to the Subadviser’s Sub-Adviser's fees for services under this Agreement.

Appears in 2 contracts

Samples: Sub Advisory Agreement (Pioneer Diversified High Income Trust), Sub Advisory Agreement (Pioneer Diversified High Income Trust)

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Affiliated Brokers. The Subadviser Sub-Adviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current Registration Statementprospectus and SAI; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the rules of the Commission under such Acts; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other othe remuneration from a the Fund for these services in addition to the Subadviser’s Sub-Adviser's fees for services under this Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Pioneer Series Trust I)

Affiliated Brokers. The Subadviser or any of the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fundthe Company, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s affiliates may receive brokerage commissions, fees, or other remuneration from a Fund the Company for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)

Affiliated Brokers. The Subadviser or any of the Subadviser’s its affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth out in the Fund’s 's current Registration Statementprospectus; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11(a) thereof; and (ed) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s its affiliates may receive brokerage commissions, fees, fees or other remuneration from a the Fund for these services in addition to the Subadviser’s 's fees for services under this Agreement.

Appears in 1 contract

Samples: FDP Series (FDP Series, Inc.)

Affiliated Brokers. The Subadviser or any of the Subadviser’s 's affiliates may act as broker in connection with the purchase or sale of securities or other investments for a Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s 's current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s ' s affiliates may receive brokerage commissions, fees, or other remuneration from a Fund for these services in addition to the Subadviser’s ' s fees for services under this Agreement.

Appears in 1 contract

Samples: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)

Affiliated Brokers. The Subadviser or any of the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for a the Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Fund’s current Registration Statement; (b) the provisions of the 1940 Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act; and (e) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or the Subadviser’s affiliates may receive brokerage commissions, fees, or other remuneration from a the Fund for these services in addition to the Subadviser’s fees for services under this Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)

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