Common use of Affiliated Brokers Clause in Contracts

Affiliated Brokers. The Adviser or any of its affiliates may act as broker or agent in connection with the purchase or sale of securities or other investments for the Funds, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set out in each Fund’s current Prospectus or SAI; (ii) the provisions of the 1940 Act and the Advisers Act and rules thereunder including Rule 17e-1 under the 1940 Act; (iii) the provisions of the Exchange Act, including, but not limited to, Section 11(a) thereof; and (iv) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Funds for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker or agent in connection with the purchase or sale of securities or other investments for the Funds, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set out in each Fund’s current Prospectus or SAI; (ii) the provisions of the 1940 Act and the Advisers Act and rules thereunder including Rule 17e-1 under the 1940 Act; (iii) the provisions of the Exchange Act, including, but not limited to, Section 11(a) thereof; and (iv) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Funds for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its affiliates may act as broker or agent in connection with the purchase or sale of securities or other investments for the FundsFund, subject to: (i) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set out in each the Fund’s current Prospectus or SAI; (ii) the provisions of the 1940 Act and the Advisers Act and rules thereunder including Rule 17e-1 under the 1940 Act; (iii) the provisions of the Exchange Act, including, but not limited to, Section 11(a) thereof; and (iv) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Funds Fund for these services in addition to the Adviser’s fees for services under this Agreement.

Affiliated Brokers. The Adviser or any of its the Adviser's affiliates may act as broker or agent in connection with the purchase or sale of securities or other investments for the FundsPortfolio, subject to: (ia) the requirement that the Adviser seek to obtain best execution and price within the policy guidelines determined by the Fund's Board and set out forth in each the Fund’s 's current Prospectus or SAIregistration statement; (iib) the provisions of the 1940 Act and the Investment Advisers Act and rules thereunder including Rule 17e-1 under of 1940, as amended (the 1940 "Advisers Act"); (iiic) the provisions of the Securities Exchange ActAct of 1934, as amended, including, but not limited to, Section 11(a) thereof; and (ivd) other applicable provisions of applicable law. These brokerage services are not within the scope of the duties of the Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Fund's Board, the Adviser or its affiliates the Adviser's affiliate may receive brokerage commissions, fees fees, or other remuneration from the Funds Portfolio or the Fund for these services in addition to the Adviser’s 's fees for services under this Agreement.

Affiliated Brokers. The Investment Adviser or any of its affiliates may act as broker or agent in connection with the purchase or sale of securities or other investments for the Funds, subject to: (i) the requirement that the Investment Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set out in each Fund’s 's current Prospectus or SAI; (ii) the provisions of the 1940 Act and the Advisers Act and rules thereunder including Rule 17e-1 under the 1940 Act; (iii) the provisions of the Exchange Act, including, but not limited to, Section 11(a) thereof; and (iv) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Investment Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Investment Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Funds for these services in addition to the Investment Adviser’s 's fees for services under this Agreement.