Affiliated Brokers. The Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the 1934 Act, including, but not limited to, Section 11 (a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to the Subadviser's fees for services under this Agreement.
Appears in 8 contracts
Samples: Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust)
Affiliated Brokers. The Subadviser or any of its the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolioa Fund, subject to: (ai) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's Fund’s current prospectus and SAIRegistration Statement; (bii) the provisions of the 1940 Act and Act; (iii) the provisions of the Advisers Act; (civ) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (dv) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its the Subadviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from the Portfolio or the Trust a Fund for these services in addition to the Subadviser's ’s fees for services under this Agreement.
Appears in 6 contracts
Samples: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III), Investment Subadvisory Agreement (Advisors' Inner Circle Fund II), Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)
Affiliated Brokers. The Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to the Subadviser's fees for services under this Agreement.
Appears in 4 contracts
Samples: Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust), Investment Subadvisory Agreement (Travelers Series Trust)
Affiliated Brokers. The Subadviser Sub-Adviser or any of its affiliates may act as broker in connection with the ------------------ purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best most favorable execution and most favorable net price available under the circumstances within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the Advisers Actrules of the Commission under such Acts; (c) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to the SubadviserSub-Adviser's fees for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/), Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/)
Affiliated Brokers. The Subadviser Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the PortfolioFund, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best the most favorable execution and net price available within the policy guidelines determined by the Board and set forth in the TrustFund's current prospectus and SAIstatement of additional information; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the Advisers Actrules of the Commission under such Acts; (c) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust Fund for these services in addition to the SubadviserSub-Adviser's fees for services under this Agreement.
Appears in 2 contracts
Samples: Sub Advisory Agreement (Pioneer Floating Rate Trust), Sub Advisory Agreement (Pioneer Floating Rate Trust)
Affiliated Brokers. The Subadviser or any of its the Subadviser's affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolioa Fund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the TrustFund's current prospectus and SAIRegistration Statement; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (de) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its the Subadviser' s affiliates may receive brokerage commissions, fees fees, or other remuneration from the Portfolio or the Trust a Fund for these services in addition to the Subadviser's ' s fees for services under this Agreement.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Advisors' Inner Circle Fund III)
Affiliated Brokers. The Subadviser Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the TrustFund's current prospectus and SAI; (b) the provisions of the 1940 Investment Company Act, the Advisers Act and the Advisers Actrules of the Commission under such Acts; (c) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to the SubadviserSub-Adviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (Pioneer Variable Contracts Trust /Ma/)
Affiliated Brokers. The Subadviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the 1934 Act, including, but not limited to, Section 11,
(a) thereof; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to the Subadviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Travelers Series Trust)
Affiliated Brokers. The Subadviser or any of its the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for the PortfolioFund, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's Fund’s current prospectus and SAIRegistration Statement; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (de) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its the Subadviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from the Portfolio or the Trust Fund for these services in addition to the Subadviser's ’s fees for services under this Agreement.
Appears in 1 contract
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)
Affiliated Brokers. The Subadviser Sub-Adviser or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolioa Fund, subject to: (a) the requirement that the Subadviser Sub-Adviser seek to obtain best execution and price price, as described in Section 4(b) above, within the policy guidelines determined by the Board and set forth in the Trusta Fund's current prospectus and SAIRegistration Statement; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (de) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser Sub-Adviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser Sub-Adviser or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust a Fund for these services in addition to the SubadviserSub-Adviser's fees for services under this Agreement.
Appears in 1 contract
Samples: Sub Advisory Agreement (KP Funds)
Affiliated Brokers. The Subadviser or any of its the Subadviser’s affiliates may act as broker in connection with the purchase or sale of securities or other investments for the PortfolioCompany, subject to: (a) the requirement that the Subadviser seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's Fund’s current prospectus and SAIRegistration Statement; (b) the provisions of the 1940 Act and the Advisers Act; (c) the provisions of the Advisers Act; (d) the provisions of the 1934 Act, including, but not limited to, Section 11
(a) thereof; and (de) other provisions of applicable law. These brokerage services are not within the scope of the duties of the Subadviser under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, the Subadviser or its the Subadviser’s affiliates may receive brokerage commissions, fees fees, or other remuneration from the Portfolio or the Trust Company for these services in addition to the Subadviser's ’s fees for services under this Agreement.
Appears in 1 contract
Samples: Subadvisory Agreement (Advisors' Inner Circle Fund III)