Common use of Affiliated Brokers Clause in Contracts

Affiliated Brokers. TIA or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that TIA seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"); (c) the provisions of the Securities Exchange Act of 1934, as amended, including, but not limited to, Section 11(a) thereof and any exchange on which a security may be listed or traded; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of TIA under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, TIA or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to TIA's fees for services under this Agreement.

Appears in 12 contracts

Samples: Investment Advisory Agreement (Travelers Series Trust), Investment Advisory Agreement (Travelers Series Trust), Investment Advisory Agreement (Travelers Series Trust)

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Affiliated Brokers. TIA TAMIC or any of its affiliates may act as broker in connection with the purchase or sale of securities or other investments for the Portfolio, subject to: (a) the requirement that TIA TAMIC seek to obtain best execution and price within the policy guidelines determined by the Board and set forth in the Trust's current prospectus and SAI; (b) the provisions of the Investment Advisers Act of 1940, as amended (the "Advisers Act"); (c) the provisions of the Securities Exchange Act of 1934, as amended, including, but not limited to, Section 11(a) thereof and any exchange on which a security may be listed or traded; and (d) other provisions of applicable law. These brokerage services are not within the scope of the duties of TIA TAMIC under this Agreement. Subject to the requirements of applicable law and any procedures adopted by the Board, TIA TAMIC or its affiliates may receive brokerage commissions, fees or other remuneration from the Portfolio or the Trust for these services in addition to TIATAMIC's fees for services under this Agreement.

Appears in 6 contracts

Samples: Investment Advisory Agreement (Travelers Series Trust), Investment Advisory Agreement (Travelers Series Trust), Investment Advisory Agreement (Travelers Series Trust)

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