Agreement to Provide Service; Compliance with FINRA Rules; Participant Warranty. For the Term of this Agreement, FINRA agrees to provide to Participant, on the terms and conditions set forth herein, the Service, which Participant hereby requests and for which Participant is eligible under FINRA Rules. Participant warrants that it is, will continue to be during the term of this Agreement, and will only use the Service, in compliance with this Agreement and FINRA Rules. Participant further warrants that it shall provide FINRA with prompt Notice (as defined in Section 32) of any change in the name of the Participant, the address of the Participant, Participant’s Security Administrator or any other relevant information. Participant agrees that: (i) the Service is provided when FINRA makes the Service available to Participant, whether or not Participant actually accesses the Service at such time or at all; (ii) there are no standards of performance for the Service except any that are expressly set forth in this Agreement; and (iii) Participant will comply with all procedures and technical requirements set forth in the Attachments which are expressly made a part of this Agreement by reference herein.
Appears in 3 contracts
Samples: Finra Transparency Services Participation Agreement, Finra Transparency Services Participation Agreement, Finra Transparency Services
Agreement to Provide Service; Compliance with FINRA Rules; Participant Warranty. For the Term of this AgreementTerm, FINRA agrees to provide to Participant, on the terms and conditions set forth herein, the Service, which Participant hereby requests and for which Participant is eligible under FINRA RulesRules or otherwise. Participant warrants that it is, will continue to be during the term of this AgreementTerm, and will only use the Service, in compliance with this Agreement and FINRA Rules. Participant further warrants that it shall provide FINRA with prompt Notice (as defined in Section 32) notice of any change in the name of the Participant, the address of the Participant, Participant’s Security Administrator Administrators or any other relevant information. Participant agrees that: (i) the Service is provided when FINRA makes the Service available to Participant, whether or not Participant actually accesses the Service at such time or at all; (ii) there are no standards of performance for the Service except any that are expressly set forth in this Agreement; and (iii) Participant will comply with all procedures and technical requirements set forth in posted on the Attachments which are expressly made a part of this Agreement Service or otherwise provided to Participant by reference hereinFINRA.
Appears in 2 contracts
Samples: Finra Transparency Services Participation Agreement, Finra Transparency Services Participation Agreement
Agreement to Provide Service; Compliance with FINRA Rules; Participant Warranty. For the Term of this Agreement, FINRA agrees to provide to Participant, on the terms and conditions set forth herein, the Service, which Participant hereby requests and for which Participant is eligible under FINRA Rules. Participant warrants that it is, will continue to be during the term of this AgreementAgreementTerm, and will only use the Service, in compliance with this Agreement and FINRA Rules. Participant further warrants that it shall provide FINRA with prompt Notice (as defined in Section 32) 32)notice of any change in the name of the Participant, the address of the Participant, Participant’s Security Administrator AdministratorAdministrators or any other relevant information. Participant agrees that: (i) the Service is provided when FINRA makes the Service available to Participant, whether or not Participant actually accesses the Service at such time or at all; (ii) there are no standards of performance for the Service except any that are expressly set forth in this Agreement; and (iii) Participant will comply with all procedures and technical requirements set forth in the Attachments which are expressly made a part of this Agreement by reference hereinhereinposted on the Service or otherwise provided to Participant by FINRA.
Appears in 1 contract
Samples: Finra Transparency Services Participation Agreement
Agreement to Provide Service; Compliance with FINRA Rules; Participant Warranty. For the Term of this AgreementTerm, FINRA agrees to provide to Participant, on the terms and conditions set forth herein, the Service, which Participant hereby requests and for which Participant is eligible under FINRA Rules. Participant warrants that it is, will continue to be during the term of this AgreementTerm, and will only use the Service, in compliance with this Agreement and FINRA Rules. Participant further warrants that it shall provide FINRA with prompt Notice (as defined in Section 32) notice of any change in the name of the Participant, the address of the Participant, Participant’s Security Administrator Administrators or any other relevant information. Participant agrees that: (i) the Service is provided when FINRA makes the Service available to Participant, whether or not Participant actually accesses the Service at such time or at all; (ii) there are no standards of performance for the Service except any that are expressly set forth in this Agreement; and (iii) Participant will comply with all procedures and technical requirements set forth in posted on the Attachments which are expressly made a part of this Agreement Service or otherwise provided to Participant by reference hereinFINRA.
Appears in 1 contract
Samples: Finra Transparency Services Participation Agreement