Common use of Agreements with Governmental Entities Clause in Contracts

Agreements with Governmental Entities. Neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued by, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any civil money penalty by, or has been, since January 1, 2021, a recipient of any supervisory letter from or, since January 1, 2021, has adopted any policies, procedures or resolutions at the request or suggestion of any Governmental Entity, including the SEC, that restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Agreement”), nor has the Company or any of its Subsidiaries been advised, since January 1, 2021, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Agreement.

Agreements with Governmental Entities. Neither Subject to Section 6.13, as of the entry into this Agreement, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 20212023, a recipient of any supervisory letter from orfrom, or since January 1, 20212023, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (i) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (ii) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the knowledge of the Company, threatened verbally, since January 1, 20212023 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.

Agreements with Governmental Entities. Neither Subject to Section 6.13, as of the date hereof, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 2021, a recipient of any supervisory letter from orfrom, or since January 1, 2021, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (A) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (B) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the knowledge of the Company, threatened verbally, since January 1, 20212021 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.

Agreements with Governmental Entities. Neither Subject to Section 5.13, as of the entry into this Agreement, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 20212023, a recipient of any supervisory letter from orfrom, or since January 1, 20212023, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (i) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (ii) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the knowledge of the Company, threatened verbally, since January 1, 20212023 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.

Agreements with Governmental Entities. Neither Subject to Section 6.14, as of the date hereof, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 20212022, a recipient of any supervisory letter from orfrom, or since January 1, 20212022, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (A) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (B) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure ScheduleLetter, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the Knowledge of the Company, threatened verbally, since January 1, 20212022 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.

Agreements with Governmental Entities. Neither Subject to ‎Section 6.13, as of the entry into this Agreement, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 20212023, a recipient of any supervisory letter from orfrom, or since January 1, 20212023, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (i) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (ii) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the knowledge of the Company, threatened verbally, since January 1, 20212023 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.

Agreements with Governmental Entities. Neither Subject to Section 6.13, as of the entry into this Agreement, neither the Company nor any of its Subsidiaries is subject to any cease-and-desist or other Order or enforcement action issued byOrder, or is a party to any written agreement, consent agreement or memorandum of understanding with, or is a party to any commitment letter or similar undertaking to, or is subject to any order or directive by, or has been ordered to pay any material civil money penalty by, or has been, been since January 1, 20212023, a recipient of any supervisory letter from orfrom, or since January 1, 20212023, has adopted any policies, procedures or board resolutions at the request or suggestion of direction of, any Governmental Entity, including the SECin each case, that (i) currently restricts in any material respect or would reasonably be expected to restrict in any material respect the conduct of its business or that (ii) in any material manner relates to its capital adequacy, its liquidity and funding policies and practices, its ability to pay dividends, its compliance, credit or risk management policies, its internal controls, its management or its business (each, whether or not set forth in the Company Disclosure Schedule, a “Company Governmental Regulatory Agreement”), nor has the Company or any of its Subsidiaries been advisedadvised in writing or, to the knowledge of the Company, threatened verbally, since January 1, 20212023 through the date hereof, by any Governmental Entity that it is considering issuing, initiating, ordering or requesting any such Company Governmental Regulatory Agreement.