AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 24 contracts
Samples: Master Services Agreement (American Pension Investors Trust), Master Services Agreement (Carillon Series Trust), Master Services Agreement (BondHouse Investment Trust)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 16 contracts
Samples: Master Services Agreement (Cantor Fitzgerald Sustainable Infrastructure Fund), Master Services Agreement (Cantor Select Portfolios Trust), Master Services Agreement (Lind Capital Partners Municipal Credit Income Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 4 contracts
Samples: Master Services Agreement (AOG Institutional Diversified Fund), Master Services Agreement (AOG Institutional Diversified Master Fund), Master Services Agreement (Atlas U.S. Tactical Income Fund)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and shareholders, to operate the Trust’s customer identification program (“CIP”) for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) ), the applicable regulations promulgated by U.S. Department of Treasury under Section 326 of the USA PATRIOT Act (“CIP Regulations”), and with applicable law and regulations.
Appears in 1 contract
Samples: Master Services Agreement (Domini Investment Trust)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustCompany’s direct shareholders and to operate the TrustCompany’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the TrustCompany’s Board of Trustees (the “Board”) Directors and with applicable law and regulations.
Appears in 1 contract
Samples: Master Services Agreement (Spirit of America Investment Fund Inc)
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations. 3.2.
Appears in 1 contract
AML Reporting. Ultimus agrees to provide anti-money laundering services to the Trust’s direct shareholders and to operate the Trust’s customer identification program for these shareholders, in each case in accordance with the Trust’s anti-money laundering program and written procedures developed by Ultimus and adopted or approved by the Trust’s Board of Trustees (the “Board”) and with applicable law and regulations.
Appears in 1 contract
AML Reporting. Ultimus agrees to provide anti-money laundering services to the TrustFund’s direct shareholders and to operate the TrustFund’s customer identification program for these shareholders, in each case in accordance with the written procedures developed by Ultimus and adopted or approved by the TrustFund’s Board of Trustees Directors (the “Board”) and with applicable law and regulations.
Appears in 1 contract
Samples: Master Services Agreement (Caldwell & Orkin Funds Inc)
