Applicable Law and SRO Requirements. 6.10 Except for those Services and other matters and proceedings contemplated by this Agreement to be performed by the T3CB, the T3IB shall be and remain responsible for its business conduct and for compliance with applicable law and SRO Requirements contemplated by this Agreement for each account introduced to the T3CB by the T3IB.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Applicable Law and SRO Requirements. 6.10 Except for those Services and other matters and proceedings contemplated by this Agreement to be performed by the T3CBT4CB, the T3IB T4IB shall be and remain responsible for its business conduct and for compliance with applicable law and SRO Requirements contemplated by this Agreement for each account introduced to the T3CB T4CB by the T3IBT4IB.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Applicable Law and SRO Requirements. 6.10 Except 6.10Except for those Services and other matters and proceedings contemplated by this Agreement to be performed by the T3CBT4CB, the T3IB T4IB shall be and remain responsible for its business conduct and for compliance with applicable law and SRO Requirements contemplated by this Agreement for each account introduced to the T3CB T4CB by the T3IBT4IB.
Appears in 1 contract
Samples: iiac.ca
Applicable Law and SRO Requirements. 6.10 Except 6.10Except for those Services and other matters and proceedings contemplated by this Agreement to be performed by the T3CB, the T3IB shall be and remain responsible for its business conduct and for compliance with applicable law and SRO Requirements contemplated by this Agreement for each account introduced to the T3CB by the T3IB.
Appears in 1 contract
Samples: Broker Agreement