Common use of APPROPRIATENESS ASSESSMENT Clause in Contracts

APPROPRIATENESS ASSESSMENT. 6.1. RocketX will conduct an Appropriateness Assessment for the purpose of offering the Client OTC Derivatives. 6.2. The Appropriateness Assessment includes the request for information pertaining to the Client’s experience, objectives, knowledge, and financial position. Accordingly, RocketX will rely on the accuracy of the information and documents provided and will not be held liable for any damages or loss arising out of the aforesaid reliance. 6.3. The Client undertakes as follows, namely: - 6.3.1. To notify RocketX of any changes to the required information as soon as reasonably possible; 6.3.2. To ensure that RocketX is kept updated with the accuracy of the relevant information 6.4. Further to the undertakings in Clause 6.3, the Client expressly acknowledges that it is aware of the risks associated with the transactions pursuant to this Agreement.

Appears in 5 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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APPROPRIATENESS ASSESSMENT. 6.17.1. RocketX will conduct an Appropriateness Assessment for the purpose of offering the Client OTC Derivatives. 6.27.2. The Appropriateness Assessment includes the request for information pertaining to the Client’s experience, objectives, knowledge, and financial position. Accordingly, RocketX will rely on the accuracy of the information and documents provided and will not be held liable for any damages or loss arising out of the aforesaid reliance. 6.37.3. The Client undertakes as follows, namely: - 6.3.17.3.1. To notify RocketX of any changes to the required information as soon as reasonably possible; 6.3.27.3.2. To ensure that RocketX is kept updated with the accuracy of the relevant information 6.47.4. Further to the undertakings in Clause 6.37.3, the Client expressly acknowledges that it is aware of the risks associated with the transactions pursuant to this Agreement.

Appears in 1 contract

Samples: Client Agreement

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