Assessment of Suitability and Appropriateness. 2.2.1. The Company may be required under Applicable Regulations to assess whether the Services and/or Financial Instruments offered are suitable and appropriate for the Client. To this end, the Company may ask the Client to provide the Company with all and/or any information requested regarding his knowledge and experience in the investment field relevant to the Services and/or Financial Instruments offered.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Assessment of Suitability and Appropriateness. 2.2.14.3.1. The Company may be required under Applicable Regulations to assess whether the Services and/or Financial Instruments offered are suitable and appropriate for the Client. To this end, the Company may ask the Client to provide the Company with all and/or any information requested regarding his knowledge and experience in the investment field relevant to the Services and/or Financial Instruments offered.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
