Client Acceptance. 4.1. You must complete the relevant new business form/s as provided by us and supply all documentation that we request, to meet our client take on procedures. In order for us to meet legal and regulatory requirements and fulfil our own policies and standards relating to our anti money laundering obligations and good corporate governance, we require you to provide us with documentary evidence to support the identification, verification of parties and the understanding of the client’s or related parties’ financial standing. This includes the source of funds to be or credited to be used for the purpose of our relationship, and the underlying source of wealth.
4.2. You agree to provide such information promptly when requested and to protect both you and us, any failure to provide this information when requested may lead to our inability to engage or to continue to engage in the provision of the Services and we may, by written notice, immediately suspend our obligations under, or terminate, our relationship with you.
4.3. We reserve the right to request enhanced CDD/KYC documentation at any time and we may refuse any proposed or actual engagement with you. If we refuse, we will not be obliged to provide a reason.
4.4. With all engagements we must be provided with the name of the true beneficial owner/s of the Client and the Client Entity and you shall provide us with such identification and other supporting documents as we request (including, but not limited to, all information required by this Clause 4 (Client Acceptance)).
Client Acceptance. The present terms and conditions are expressly agreed and accepted by the Client who declares and acknowledges complete awareness of them and, in consequence, relinquishes the right to impose any contradictory document and in particular his own purchasing terms and conditions.
Client Acceptance. 4.1. After the Client fills in and submits the Account Opening Application Form together with all the required Identification documentation, the Company will send him a Notice informing him whether he has been accepted as a Customer of the Company. It is understood that the Company is not to be required, (and may be unable under Applicable Regulations), to accept the Client as its Customer until all Documentation it requires has been received by the Company,
4.2. The Agreement will take effect and commence upon the receipt by the Client of the Notice sent by the Company informing the Client that he has been accepted as the Company’s Customer and that a Client Account has been opened for him.
4.3. According to Applicable Regulations, the Company will treat the Client as a Retail Client, Professional Client or Eligible Counterparty, depending on the information provided by the Client in his Account Opening Application Form and according to the method of Categorization as this method is explained under the Company’s “Client Categorization Policy” and by accepting this Agreement the Client accepts application of such method. The Company will inform the Client of his Categorization according to Applicable Regulations.
4.4. The Client accepts that when categorizing the Client and dealing with him, the Company will rely on the accuracy, completeness and correctness of the information provided by the Client in his Account Opening Application Form and the Client has the responsibility to immediately notify the Company in writing if such information changes at any time thereafter.
4.5. It is understood that the Company has the Right to review the Client’s Categorization and change his Categorization if this is deemed necessary, (subject to Applicable Regulations.
4.6. It is understood that when providing the Client with Reception and Transmission and Execution Services, the Company is not required to assess the suitability of the Financial Instrument in which the Client wishes to transact, nor the Service(s) provided or offered to him. As a result, the Client will
4.7. The Company is obliged under Applicable Regulations to obtain information about the Client’s knowledge and experience in the Investment Field so that it can assess whether the Service or Product envisaged is appropriate for the Client. If the Client elects not to provide such information to the Company, or if the Client provides insufficient information, the Company will not be able to determine wheth...
Client Acceptance. 4.1. You must supply all documentation and information that we request to allow us to meet our client take on procedures.
4.2. You agree to provide such information promptly when requested and to protect both you and us, any failure to provide this information when requested may lead to our inability to engage or to continue to engage in the provision of services and we may, by written notice, immediately suspend our obligations under, or terminate, our relationship with you.
4.3. We reserve the right to request additional documentation and information at any time and we may refuse any proposed or actual engagement with you. If we refuse, we will not be obliged to provide a reason.
4.4. With all engagements we must be provided with the name of the ultimate beneficial owner/s of whom the Client is representing where applicable.
Client Acceptance. If accepted as a WMed IC Client, client will provide WMed with the following prior to occupancy: • Signed Lease • Signed Services Agreement (Exhibit C in the Lease document) • Proof of Insurance • List of all chemicals or other hazardous materials to be used in laboratory space and copies of all MSDS sheets. This list must be updated annually and whenever new chemicals are being considered
Client Acceptance. 4.1 Xxxxxxxx’s acceptance of the engagement set out in the Letter of Engagement and the entering into force of the Letter of Engagement together with these T&Cs is subject to the due fulfillment of Xxxxxxxx’s client acceptance procedures (for the purposes of, inter alia, due diligence, no conflict, know-your-client and prevention of money laundering and funding of terrorism) to the satisfaction of the same.
4.2 Credence reserves the right, without incurring any liability, to terminate the Letter of Engagement and the engagement made thereunder ipso iure at any time, even after the commencement of the provision of Services by Credence in terms of the Letter of Engagement, should it discover that any document or information provided by the Client upon Xxxxxxxx’s request in relation to such procedures is found to be counterfeited, false, forged, inaccurate, incorrect, untruthful or not to the satisfaction of Credence, should the Client unreasonably refuse to produce such document or information upon such request, or should it appear, in the reasonable opinion of Credence, that the latter is under a statutory obligation in terms of the provisions of the Prevention of Money Laundering Act [Chapter 373 Laws of Malta]1, the Prevention of Money Laundering and Funding of Terrorism Regulations [Legal Notice 372 of 2017, as amended by Legal Notice 430 of 2018]2, or other related act of law to discontinue its relationship with the Client.
Client Acceptance. TPD’s offer of services under this Agreement shall remain valid for thirty (30) calendar days from the date of this agreement. Acceptance of the Agreement after the end of the thirty (30) day period shall be valid only if TPD elects, in writing, to reaffirm the agreement, and waives its right to re-evaluate and resubmit the agreement. In order for TPD to begin our services, we request that Client review this Agreement and return the signed authorization to our office.
Client Acceptance. 0.0. Xxx must complete the relevant new business form/s as provided by us and supply all documentation that we request, to meet our client take on procedures. In order for us to meet legal and regulatory requirements and fulfil our own policies and standards relating to our anti money laundering obligations and good corporate governance, we may require you to provide us with documentary evidence to support the identification, verification of parties and the understanding of the client’s or related parties’ financial standing. This includes the source of funds to be or credited to be used for the purpose of our relationship, and the underlying source of wealth.
0.0. Xxx agree to provide such information promptly when requested and to protect both you and us, any failure to provide this information when requested may lead to our inability to engage or to continue to engage in the provision of services and we may, by written notice, immediately suspend our obligations under, or terminate, our relationship with you.
4.3. We reserve the right to request additional documentation and information at any time and we may refuse any proposed or actual engagement with you. If we refuse, we will not be obliged to provide a reason.
4.4. With all engagements we must be provided with the name of the true beneficial owner/s of the Client and any company which we administer and you shall provide us with such identification and other supporting documents as we request (including, but not limited to, all information required by this Clause 4 (Client Acceptance).
Client Acceptance. 20.1. After you have completed our Account Opening Procedure and all Internal Company Checks have been fully satisfied, you will receive confirmation from us of Client Acceptance, and we shall be able to offer you our Securities Dealing Services. Prior to that moment, you shall be considered by us as a Prospect Client.
20.2. If you cannot satisfactorily provide your Registration Data, you may not be able to open an Account with us or may have to close your existing Account. Even if you do provide your Registration Data, the Company still reserves the right to reject you. It is further understood that the Company reserves the right to impose additional due diligence requirements to accept Clients residing in certain countries under a risk-based approach to this process.
20.3. The Agreement will take effect and commence upon the receipt by the Client of the confirmation sent by the Company informing the Client that he has been accepted as the Company’s Customer.
20.4. As part of our on-going legislative obligations to have up-to-date and valid Registration Data and identification documents for all Clients we reserve the right to request additional documents and/or data from you at least annually.
