Assistance to Regulators. The Hong Kong Securities and Futures Commission and HKEx (collectively "the Regulators") may require us to provide, normally within two business days of receipt of their request, identity details of (i) the ultimate person(s) for whom we process a Transaction; and (ii) the intermediate person(s) who give(s) Instructions in relation to that Transaction. Such request for details may have to be answered very shortly after the request in exceptional market conditions. In such circumstances, you may provide the required details directly to the Regulators in the manner described below.
Assistance to Regulators. If, in respect of any transaction effected or to be effected by NECHK for the Client pursuant to this Agreement, the Client is acting as agent and the Client is for any reason prevented from disclosing or providing to NECHK client identity information in respect of the ultimate beneficiary owner in respect of that transaction, the Client undertakes to provide such client identity information to the regulators directly within two
Assistance to Regulators. If, in respect of any Transaction effected or to be effected by Suntek for the Client pursuant to this Agreement, the Client is acting as agent and the Client is for any reason prevented from disclosing or providing to Suntek client identity information in respect of the ultimate beneficiary owner in respect of that Transaction, the Client undertakes to provide such client identity information to the regulators directly within two (2) Business Days (or such shorter period as the regulators may reasonably specify) of receipt of a written or verbal request either from Suntek or from the regulators.
