Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.
Appears in 7 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practicerecording. It is further understood that all such conversations are deemed to be solely for business purposes.
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Cowen Group, Inc.), Disclosed Clearing Agreement (Cowen Group, Inc.), Cowen Group, Inc.
Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. : Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.
Appears in 2 contracts
Samples: Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Audio Taping of Telephone Conversations. Each party understands that for quality control, ; dispute resolution or other business purposes, the parties other party may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its Customers, employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.
Appears in 2 contracts
Samples: Introducing Broker Agreement (GAIN Capital Holdings, Inc.), Forex Introducing Broker Agreement (GAIN Capital Holdings, Inc.)
Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.. Pg. 28
Appears in 2 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.. Pg. 30
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Audio Taping of Telephone Conversations. Each party understands that for --------------------------------------- quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposes.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Audio Taping of Telephone Conversations. Each party to this Agreement understands that and agrees that, for quality control, dispute resolution or other internal business purposes, the parties may record some or all certain customer service telephone conversations between them. Each party All parties to this Agreement hereby consents consent to such recording and will inform its employees, representatives and agents their respective personnel of this practice. It is further understood that all such conversations are deemed Confidential Information and are to be used solely for business purposes.
Appears in 1 contract
Audio Taping of Telephone Conversations. Each party understands that for quality control, dispute resolution or other business purposes, the parties may record some or all telephone conversations between them. Each party hereby consents to such recording and will inform its employees, representatives and agents of this practice. It is further understood that all such conversations are deemed to be solely for business purposespurposes and shall be maintained confidential in accordance with Paragraph 23. Pershing shall, upon the request of Broker, make available to Broker all such recordings taken and saved by Pershing.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
