Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules).
Appears in 5 contracts
Samples: Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc), Underwriting Agreement (Microvision Inc)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and Act. The audit committee has reviewed the rules and regulations adequacy of any trading market (including Rule 5605(c)(1) of its charter within the Nasdaq Marketplace Rules)past twelve months.
Appears in 4 contracts
Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Syntroleum Corp)
Audit Committee. The Company’s Board 's board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board of Directors and/or the NASD. The Company's audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace NASD Rules).
Appears in 4 contracts
Samples: Underwriting Agreement (Gaiam Inc), Underwriting Agreement (Crocs, Inc.), Underwriting Agreement (Crocs, Inc.)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(24350(d)(2) of the Nasdaq Marketplace Rules of the National Association of Securities Dealers (the “NASD Rules”) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(14350(d)(1) of the Nasdaq Marketplace NASD Rules). The audit committee has reviewed the adequacy of its charter within the past twelve months.
Appears in 3 contracts
Samples: Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)Act.
Appears in 3 contracts
Samples: Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp), Sales Agreement (Raptor Pharmaceutical Corp)
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the NASDAQ Marketplace Rules (the “Nasdaq Marketplace Rules) ”), and the Board board of Directors and/or directors or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules).
Appears in 2 contracts
Samples: Underwriting Agreement (Agenus Inc), Underwriting Agreement (Agenus Inc)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee Audit Committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(24350(d)(2) of the Nasdaq Marketplace Rules of NASDAQ (the “NASDAQ Rules”) and the Board of Directors and/or the audit committee Audit Committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(14350(d)(1) of the Nasdaq Marketplace NASDAQ Rules).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Affymax Inc), Securities Purchase Agreement (Affymax Inc)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Company’s Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)Act.
Appears in 2 contracts
Samples: Placement Agency Agreement (Aradigm Corp), Placement Agency Agreement (Aradigm Corp)
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board of Directors and/or the NASD. The audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules)NASD.
Appears in 2 contracts
Samples: Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc)
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board National Association of Directors and/or Securities Dealers (the “NASD”). The Company’s audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace NASD Rules).
Appears in 2 contracts
Samples: Underwriting Agreement (Vocus, Inc.), Underwriting Agreement (Vocus, Inc.)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose committee, the composition of which satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules).
Appears in 2 contracts
Samples: Underwriting Agreement (pSivida Corp.), Underwriting Agreement (pSivida Corp.)
Audit Committee. The Company’s Board 's board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section the NASD's Rule 4350(d) and Rule 10A-3 of under the Exchange Act Act, and the rules and regulations Company's board of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the directors or audit committee has adopted a charter that satisfies the requirements of Section 10A-3 such Rule 4350(d). The audit committee has reviewed the adequacy of its charter within the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)past twelve months.
Appears in 2 contracts
Samples: Purchase Agreement (Caribou Coffee Company, Inc.), Purchase Agreement (Caribou Coffee Company, Inc.)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) NASDAQ Capital Market and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)NASDAQ Capital Market.
Appears in 1 contract
Audit Committee. The Company’s 's Board of Directors has validly appointed an audit committee committee, each of whose composition satisfies the requirements of members are independent as specified in Section 10A-3 10A(m)(3) of the Exchange Act and the rules and regulations of thereunder as well as any trading market (including Rule 5605(c)(2) additional requirements imposed by the listing requirements of the Nasdaq Marketplace Rules) and the Board of Directors and/or the American Stock Exchange. Such audit committee has adopted a charter that satisfies the requirements of procedures required by Section 10A-3 10A(m)(4) of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)thereunder.
Appears in 1 contract
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules (the “Nasdaq Rules) ”), and the Board board of Directors and/or directors or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules).
Appears in 1 contract
Samples: Underwriting Agreement (Agenus Inc)
Audit Committee. The Company’s Board 's board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board National Association of Directors and/or Securities Dealers (the "NASD"). The Company's audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace NASD Rules).
Appears in 1 contract
Samples: Underwriting Agreement (Vocus, Inc.)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(24350(d)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(14350(d)(1) of the Nasdaq Marketplace Rules).
Appears in 1 contract
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules of the NASDAQ Stock Market (the “NASDAQ Rules) ”), and the Board board of Directors and/or directors or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace NASDAQ Rules).
Appears in 1 contract
Samples: Purchase Agreement (Pra Group Inc)
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted there under and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board National Association of Directors and/or Securities Dealers (the “NASD”), as applicable to foreign private issuers. The Company’s audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace NASD Rules).
Appears in 1 contract
Samples: Underwriting Agreement (Scopus Video Networks Ltd.)
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Rules 5601 and 5605 of the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the NASDAQ Global Market. The Company’s audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules Rules 5601 and regulations of any trading market (including Rule 5605(c)(1) 5605 of the Nasdaq Marketplace Rules)NASDAQ Global Market.
Appears in 1 contract
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee committee, each of whose composition satisfies the requirements of members is independent as specified in Section 10A-3 10A(m)(3) of the Exchange Act and the rules and regulations thereunder as well as any additional requirements imposed by the listing requirements of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the Nasdaq. Such audit committee has adopted a charter that satisfies the requirements of procedures required by Section 10A-3 10A(m)(4) of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Insmed Inc)
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) NASDAQ Global Market and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)NASDAQ Global Market.
Appears in 1 contract
Samples: Placement Agency Agreement (Rockwell Medical Technologies Inc)
Audit Committee. The Company’s 's Board of Directors has validly appointed an audit committee whose composition satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(2) of the Nasdaq Marketplace Rules) and the Board of Directors and/or the audit committee has adopted a charter that satisfies the requirements of Rule 5605(c) of the Rules of NASDAQ and Section 10A-3 of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)Act.
Appears in 1 contract
Audit Committee. The Company’s Board of Directors has validly appointed an audit committee committee, each of whose composition satisfies the requirements of members are independent as specified in Section 10A-3 10A(m)(3) of the Exchange Act and the rules and regulations of thereunder as well as any trading market (including Rule 5605(c)(2) additional requirements imposed by the listing requirements of the Nasdaq Marketplace Rules) and the Board of Directors and/or the NASDAQ Capital Market. Such audit committee has adopted a charter that satisfies the requirements of procedures required by Section 10A-3 10A(m)(4) of the Exchange Act and the rules and regulations of any trading market (including Rule 5605(c)(1) of the Nasdaq Marketplace Rules)thereunder.
Appears in 1 contract
Audit Committee. The Company’s Board board of Directors directors has validly appointed an audit committee whose composition satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(2) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace Rules) and rules of the Board National Association of Directors and/or Securities Dealers (the “NASD”). The audit committee has adopted a charter that satisfies the requirements of Section 10A-3 of the Exchange Act and Act, the rules and regulations of any trading market (including Rule 5605(c)(1) the Commission adopted thereunder and Rules 4200 and 4350 of the Nasdaq Marketplace NASD Rules).
Appears in 1 contract