Audit Findings. 6.1 The auditor will present the audit findings along with: a) supporting documentation; b) preliminary estimation of the audit findings. 6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may: a) request additional information; b) request additional validation tests; c) request additional client site visits; d) impose further sanctions pursuant to section 16 of the terms and conditions. 6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 19 contracts
Samples: Real Time Market Data Agreement, Real Time Market Data Agreement, Real Time Market Data Agreement
Audit Findings. 6.1 The auditor will present the audit findings along with:
a(i) supporting documentation;
b(ii) preliminary estimation of the audit findings.
6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may:
a(i) request additional information;
b(ii) request additional validation tests;
c(iii) request additional client site visits;
d(iv) impose further sanctions pursuant to section 16 of the terms Terms and conditionsConditions.
6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 2 contracts
Samples: Information Licence Agreement, Information Licence Agreement
Audit Findings.
6.1 The auditor will present the audit findings along with:
a) supporting documentation;
b) preliminary estimation of the audit findings.
6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may:
a) request additional information;
b) request additional validation tests;
c) request additional client site visits;
d) impose further sanctions pursuant to section 16 of the terms and conditions.
6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 1 contract
Samples: Real Time Market Data Agreement
Audit Findings. 6.1 The auditor will present the audit findings along with:
a) supporting documentation;
b) preliminary estimation of the audit findings.
6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may:
a) request additional information;
b) request additional validation tests;
c) request additional client site visits;
d) impose further sanctions pursuant to section 16 clause 9 of the terms and conditionsAgreement.
6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 1 contract
Samples: Global Data Licence Agreement
Audit Findings. 6.1 The auditor will present the audit findings along with:
a) supporting documentation;
b) preliminary estimation of the audit findings.
6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may:
a) request additional information;
b) request additional validation tests;
c) request additional client site visits;
d) impose further sanctions pursuant to section 16 of the terms and conditions.
6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 1 contract
Samples: Real Time Market Data Agreement
Audit Findings. 6.1 The auditor will present the audit findings along with:
a(i) supporting Supporting documentation;
b(ii) preliminary Preliminary estimation of the audit findings.
6.2 If the audited party fails to cooperate or does not provide adequate documentation, the auditor may:
a(i) request Request additional information;
b(ii) request Request additional validation tests;
c(iii) request Request additional client site visits;
d(iv) impose Impose further sanctions pursuant to section 16 of the terms Terms and conditionsConditions.
6.3 The auditor and the audited party should work together in good faith to resolve any differences in opinion arising from the audit.
Appears in 1 contract
Samples: Information License Agreement