Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 Act and/or the '40 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act) for the Fund.
Appears in 8 contracts
Samples: Distribution Agreement (Citizens Funds), Distribution Agreement (Citizens Investment Trust), Distribution Agreement (Citizens Investment Trust)
Authorized Representations. The Distributor Corporation is not authorized by the Fund Distributor to give, on behalf of the Distributor, any information or to make any representations other than the information and representations contained in each Fund’s Prospectus. Neither Distributor nor any selected dealer nor any other person is authorized by the Corporation to give on behalf of the Fund Funds any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus Prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 Act and/or the '40 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's useFunds. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in the '40 ActICA-40, as amended) for the FundCorporation.
Appears in 7 contracts
Samples: Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.), Underwriting Agreement (T. Rowe Price Exchange-Traded Funds, Inc.)
Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus Registration Statement or Prospectus filed with the Securities and Exchange Commission ("SEC") SEC under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement Registration Statement and prospectus Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 1940 Act) for the Fund.
Appears in 5 contracts
Samples: Distribution Agreement (Builders Fixed Income Fund Inc), Distribution Agreement (Builders Fixed Income Fund Inc), Distribution Agreement (Harding Loevner Funds Inc)
Authorized Representations. The Distributor is not authorized by the Fund Trust to give on behalf of the Fund Trust any information of to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus filed with the Securities and Exchange Commission ("“SEC"”) under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Trust for the Distributor's ’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads advertisements and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act0000 Xxx) for the FundTrust.
Appears in 4 contracts
Samples: Distribution Agreement (Parnassus Income Funds), Distribution Agreement (Parnassus Income Funds), Distribution Agreement (Parnassus Funds)
Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus Registration Statement or Prospectus filed with the Securities and Exchange Commission ("SEC") SEC under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement Registration Statement and prospectus Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act0000 Xxx) for the Fund.
Appears in 4 contracts
Samples: Distribution Agreement (FFTW Funds Inc), Distribution Agreement (FFTW Funds Inc), Distribution Agreement (Seix Funds Inc)
Authorized Representations. The Distributor is not authorized by the Fund Trust to give on behalf of the Fund Trust any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Trust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act1000 Xxx) for the Fund.
Appears in 3 contracts
Samples: Rochdale Investment Trust Distribution Agreement (Rochdale Investment Trust), Investment Insurance Trust Distribution Agreement (Rochdale Investment Insurance Trust), Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act1000 Xxx) for the Fund.
Appears in 3 contracts
Samples: Distribution Agreement (Rochdale High Yield Advances Fund LLC), Distribution Agreement (Rochdale Alternative Total Return Fund LLC), Rochdale Structured Claims Income Fund (Rochdale Structured Claims Fixed Income Fund LLC)
Authorized Representations. The Distributor is not authorized by the Fund Trust to give on behalf of the Fund Trust any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Trust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act1000 Xxx) for the FundFunds.
Appears in 2 contracts
Samples: Distribution Agreement (Professionally Managed Portfolios), Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Distributor is not authorized by the Fund Funds to give on behalf of the Fund Funds any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus Registration Statement or Prospectus filed with the Securities and Exchange Commission ("SEC") SEC under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement Registration Statement and prospectus Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Funds for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act1940 Axx) for xxx the FundFunds.
Appears in 1 contract
Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus filed with the Securities and Exchange Commission ("“SEC"”) under the '’33 Act and/or the '’40 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's ’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than Distributor is authorized to act as principal underwriter (as such term is defined in the '’40 Act) for the Fund.
Appears in 1 contract
Authorized Representations. The Distributor is not authorized by the Fund Funds to give on behalf of the Fund Funds any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Funds for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act0000 Xxx) for the FundFunds.
Appears in 1 contract
Samples: Distribution Agreement (Rochdale Core Alternative Strategies Fund LLC)
Authorized Representations. The Distributor is not authorized by the Fund Company to give on behalf of the Fund Company any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Company for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 1940 Act) for the FundFund Company.
Appears in 1 contract
Authorized Representations. The Distributor is not authorized by the Fund Trust to give on behalf of the Fund Trust any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("SEC") under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Trust for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act1000 Xxx) for the each Fund.
Appears in 1 contract
Samples: Distribution Agreement (Professionally Managed Portfolios)
Authorized Representations. The Distributor is not authorized by -------------------------- the Fund to give on behalf of the Fund any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of prospectus Registration Statement or Prospectus filed with the Securities and Exchange Commission ("SEC") SEC under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement Registration Statement and prospectus Prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act0000 Xxx) for the Fund.
Appears in 1 contract
Authorized Representations. The Distributor is not authorized by the Fund to give on behalf of the Fund any information of or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement of or prospectus filed with the Securities and Exchange Commission ("“SEC"”) under the '33 1933 Act and/or the '40 1940 Act, covering Shares, as such registration statement and prospectus may be amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's ’s use. This shall not be construed to prevent the Distributor from preparing and distributing tombstone ads and sales literature or other material as it may deem appropriate. No person other than the Distributor is authorized to act as principal underwriter (as such term is defined in the '40 Act0000 Xxx) for the Fund.
Appears in 1 contract