Common use of Authorized Representations Clause in Contracts

Authorized Representations. (a) The Fund is not authorized by the Distributor to give on behalf of the Distributor any information or to make any representations other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time. (b) The Distributor is not authorized by the Fund to give on behalf of the Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This paragraph shall not be construed to prevent the Distributor from preparing and distributing tombstone and sales literature or other materials it deems appropriate. No person other than the Distributor is authorized to act as principal underwriter (as defined in the Investment Company Act) for the Fund.

Appears in 30 contracts

Samples: Distribution Agreement (Columbia Oregon Municipal Bond Fund Inc), Distribution Agreement (Columbia Growth Fund Inc), Distribution Agreement (Columbia Municipal Bond Fund Inc)

AutoNDA by SimpleDocs

Authorized Representations. (a) The Fund is not authorized by the Distributor to give on behalf of the Distributor any information or to make any representations other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time. (b) The Distributor is not authorized by the Fund to give on behalf of the Fund any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time, ,or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund for the Distributor's use. This paragraph shall not be construed to prevent the Distributor from preparing and distributing tombstone and sales literature or other materials it deems appropriate. No person other than the Distributor is authorized to act as principal underwriter (as defined in the Investment Company Act) for the Fund.

Appears in 3 contracts

Samples: Distribution Agreement (Columbia High Yield Fund Inc), Distribution Agreement (Columbia Real Estate Equity Fund Inc), Distribution Agreement (Columbia International Stock Fund Inc)

AutoNDA by SimpleDocs

Authorized Representations. (a) The Fund Trust is not authorized by the Distributor to give on behalf of the Distributor any information or to make any representations other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time. (b) The Distributor is not authorized by the Fund Trust to give on behalf of the Fund Trust any information or to make any representations in connection with the sale of Shares other than the information and representations contained in a registration statement or prospectus filed with the SEC under the Securities Act or the Investment Company Act covering Shares, as the registration statement and prospectus is amended or supplemented from time to time, or contained in shareholder reports or other material that may be prepared by or on behalf of the Fund Trust for the Distributor's use. This paragraph shall not be construed to prevent the Distributor from preparing and distributing tombstone and sales literature or other materials it deems appropriate. No person other than the Distributor is authorized to act as principal underwriter (as defined in the Investment Company Act) for the FundTrust.

Appears in 1 contract

Samples: Distribution Agreement (CMC Fund Trust)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!