BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ (If yes, please continue to Question 1.a) No ☐ (If no, please continue to Question 2)
Appears in 12 contracts
Samples: Securities Purchase Agreement (Immunic, Inc.), Securities Purchase Agreement (Lyra Therapeutics, Inc.), Securities Purchase Agreement (Immunic, Inc.)
BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ o (If yes, please continue to Question 1.a) No ☐ o (If no, please continue to Question 2)
Appears in 6 contracts
Samples: Securities Purchase Agreement (Jaguar Health, Inc.), Securities Purchase Agreement (Obalon Therapeutics Inc), Stock Purchase Agreement
BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ ¨ (If yes, please continue to Question 1.a) No ☐ ¨ (If no, please continue to Question 2)
Appears in 4 contracts
Samples: Securities Purchase Agreement (Selecta Biosciences Inc), Securities Purchase Agreement (Selecta Biosciences Inc), Securities Purchase Agreement (Ardelyx, Inc.)
BAD ACTOR QUESTIONNAIRE. 1. ) During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ o (If yes, please continue to Question 1.a) No ☐ o (If no, please continue to Question 2)
Appears in 1 contract
Samples: Securities Purchase Agreement (Ocera Therapeutics, Inc.)
BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ [ ] (If yes, please continue to Question 1.a) No ☐ [ ] (If no, please continue to Question 2)
Appears in 1 contract
BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ ¨ (If yes, please continue to Question 1.a) No ☐ x (If no, please continue to Question 2)
Appears in 1 contract
Samples: Stock Purchase Agreement (Clearsign Combustion Corp)
BAD ACTOR QUESTIONNAIRE. 1. During the past ten years, have you been convicted of any felony or misdemeanor that is related to any securities matter? Yes ☐ (If yes, please continue to Question 1.a) No ☐ (If no, please continue to Question 2)
Appears in 1 contract
Samples: Securities Purchase Agreement (SAB Biotherapeutics, Inc.)
