Classification of the Client. 5.4.1. Pursuant to the requirements of the Legislation, the Brokerage Company classifies its Clients in two categories: (i) sophisticated investor or (ii) retail investor.
5.4.2. For the purposes of Article 5.4.1 of this Agreement, the Client is obliged to provide the Brokerage Company with an exhaustive information/documentation, thus, to notify the occurrence of any events/circumstances that may cause the change in the Client's current classification.
Classification of the Client. 3.1 The IF has already categorised the Client according to the Law and the Client acknowledges that the business relationship created hereby shall be conducted on the basis of this classification.
Classification of the Client. By virtue of this agreement, THE CLIENT is notified of the classification that has been awarded to him, where he has been previously informed thereof. Furthermore, he has been awarded the right to request a change to said category as long as his financial capacity and knowledge correspond to legal requirements.
Classification of the Client. 3.1 The IF hereby informs the Client that based on information provide by the Client to the IF, the IF has categorised the Client as a Professional Client under the Law and shall conduct business with the Client on this basis unless the IF and the Client agree otherwise. The Client may request a variation of the terms of the Agreement in order to secure a higher level of protection. It is the responsibility of the Client to ask for a higher level of protection when he deems he is unable to properly assess or manage the risks involved.
3.2 The different degrees of protection afforded by the different client categories have been provided to the Client in a separate document which the Client acknowledged that he has read and understood.
3.3 The Client is responsible for keeping the IF informed in relation to any change that could affect the categorisation of the Client.
Classification of the Client. 2.1. The Company has already categorized the Client in accordance with the Law, and the Client acknowledges and accepts that the business relationship created hereby shall be conducted on the basis of such categorization.
2.2. Trader – Company’s Client, registered in the Asset Management system as Trader (also known as “Strategy Manager” or “Portfolio Manager”) of trust management on purpose or with intent to accept investments to his/her trading account and to manage it on behalf of own and investors, who invest funds through the Asset Management system.
2.3. Investor – Company’s client, registered in the Asset Management system as an Investor on purpose or with intent to invest funds from his/her account in any account of Trader, registered in the Asset Management platform as Portfolio Manager.
Classification of the Client. 3.1 The IF hereby informs the Client that based on information available to the IF, the IF has categorised the Client as a Retail Client under the Law and shall conduct business with the Client on this basis. Such categorisation affords maximum protection to the Client under the Law.
3.2 The Client may request in writing to be exempt from the application of the rules relating to Retail Clients and the application to his case of the rules applicable to Professional Clients. Such a re-categorisation shall not take effect automatically but shall be dealt with by the IF subject to the provisions of the Law.
3.3 The different degrees of protection afforded by the different client categories have been provided to the Client in a separate document which the Client acknowledged that he has read and understood.
3.4 The Client is responsible for keeping the IF informed in relation to any change that could affect the categorisation of the Client.
Classification of the Client. 3.1 The IF hereby informs the Client that based on information available to the IF, the IF has categorised the Client as a Retail Client under the Law and shall conduct business with the Client on this basis. Such categorisation affords maximum protection to the Client under the Law.
3.2 The Client may request in writing to be exempt from the application of the rules relating to Retail Clients and the application to his case of the rules applicable to Professional Clients. Such a re-categorisation shall not take effect automatically but shall be dealt with by the IF subject to the provisions of the Law. The conditions for such a re-categorisation are set out in Appendix B.
Classification of the Client. 3.1 Mega Equity Securities & Financial Services Public Ltd hereby informs the Client that based on information available to the Firm, Mega Equity Securities & Financial Services Public Ltd has categorised the Client as a retail client under the Law and shall conduct business with the Client on this basis. Such categorisation affords maximum protection to the Client under the Law.
3.2 The Client may request in writing to be exempt from the application of the rules relating to retail investors and the application to his case of the rules applicable to professional investors. Such a re-categorisation shall not take effect automatically but shall be dealt with by Mega Equity Securities & Financial Services Public Ltd subject to the provisions of the Law. The conditions for such a re-categorisation are set out in Appendix C.
3.3 The different degrees of protection afforded by the different client categories are set out in Appendix D.
3.4 The Client is responsible for keeping Mega Equity Securities & Financial Services Public Ltd informed in relation to any change that could affect the categorisation of the Client.
