Common use of Brokers and Finders Clause in Contracts

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.

Appears in 61 contracts

Samples: Letter Agreement, Securities Purchase Agreement, Securities Purchase Agreement

AutoNDA by SimpleDocs

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant Warrants or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor Treasury could have any liability.

Appears in 40 contracts

Samples: Warrant Agreement (Hawaiian Holdings Inc), Warrant Agreement (American Airlines, Inc.), Warrant Agreement (Skywest Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.

Appears in 39 contracts

Samples: Exchange Agreement, Exchange Agreement, Exchange Agreement

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.

Appears in 31 contracts

Samples: Securities Purchase Agreement, Securities Purchase Agreement, Securities Purchase Agreement (Pacific City Financial Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or consummation of the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityits Affiliates.

Appears in 10 contracts

Samples: Exchange Agreement (Singular Genomics Systems, Inc.), Exchange Agreement (Flynn James E), Exchange Agreement (Acutus Medical, Inc.)

Brokers and Finders. No investment banker, broker, finder finder, financial advisor or investment banker other intermediary is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar based fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made as a result of being engaged by or on behalf of the Company such Sponsor or any Company Subsidiary for which the Investor could have any liabilityof its respective Affiliates.

Appears in 9 contracts

Samples: Unit Repurchase Agreement (Hess Midstream LP), Unit Repurchase Agreement (Hess Midstream LP), Unit Repurchase Agreement (GIP II Blue Holding, L.P.)

Brokers and Finders. No broker, finder finder, or investment banker other Person is entitled to any financial advisorybrokerage fees, brokeragecommissions, or finder's ’s fees for which Seller or other fee its Affiliate could become liable or commission obligated in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf reason of the Company any action taken by Buyer or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 8 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (SOUTHERN Co GAS), Asset Purchase Agreement (South Jersey Industries Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant other Transaction Documents or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company AIG or any Company Subsidiary of AIG for which the Investor FRBNY, the UST, the Trust or the Trustees could have any liability.

Appears in 7 contracts

Samples: Master Transaction Agreement, Master Transaction Agreement, Master Transaction Agreement

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary subsidiary for which the Investor could have any liability.

Appears in 6 contracts

Samples: Exchange Agreement (Bridgewater Bancshares Inc), Exchange Agreement (Bridgewater Bancshares Inc), Exchange Agreement (Bridgewater Bancshares Inc)

Brokers and Finders. No broker, finder or finder, financial advisor, investment banker or other person is entitled to any financial advisory, brokerage, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityStockholder.

Appears in 6 contracts

Samples: Form of Stockholder Support Agreement (Western Acquisition Ventures Corp.), Form of Parent Support Agreement (Western Acquisition Ventures Corp.), Form of Stockholder Support Agreement (FoxWayne Enterprises Acquisition Corp.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.

Appears in 6 contracts

Samples: Exchange Agreement (Hanover Bancorp, Inc. /NY), Exchange Agreement (Hanover Bancorp, Inc. /NY), Exchange Agreement (Pathfinder Bancorp, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other similar fee or commission in connection with this Agreement Agreement, the Transaction Documents, the Merger or any of the Warrant or the transactions contemplated hereby or thereby other Contemplated Transactions based upon arrangements made or entered into by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityHolder.

Appears in 5 contracts

Samples: Rollover Agreement (Vapotherm Inc), Rollover Agreement (Vapotherm Inc), Rollover Agreement (Vapotherm Inc)

Brokers and Finders. No broker, finder or investment banker other than the Company Financial Advisor is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with the Merger or the other transactions contemplated by this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any of its Subsidiaries. The Company Subsidiary for which has made available to Parent correct and complete details of any remuneration the Investor Company Financial Advisor could have any liabilityreceive in connection with the transactions contemplated by this Agreement.

Appears in 5 contracts

Samples: Agreement and Plan of Merger (CSR PLC), Agreement and Plan of Merger (Zoran Corp \De\), Agreement and Plan of Merger (CSR PLC)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker's, finder's, financial advisor's or other similar fee or commission from Buyer in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityof its Subsidiaries.

Appears in 5 contracts

Samples: Asset Purchase Agreement (National Steel Corp), Asset Purchase Agreement (National Steel Corp), Asset Purchase Agreement (United States Steel Corp)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other firm or person is or will be entitled to any financial advisory, brokerage, broker's or finder's or other fee or any other commission or similar fee in connection with this Agreement or the Warrant or any of the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitythis Agreement.

Appears in 5 contracts

Samples: Stock Purchase Agreement (Micron Technology Foundation Inc), Stock Purchase Agreement (PRG Schultz International Inc), Stock Purchase Agreement (PRG Schultz International Inc)

Brokers and Finders. No broker, finder finder, or investment banker other Person is entitled to any financial advisorybrokerage fees, brokeragecommissions, or finder's ’s fees for which Buyer could become liable or other fee or commission obligated in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf reason of the Company any action taken by Seller or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 5 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (Algonquin Power & Utilities Corp.), Asset Purchase Agreement (Algonquin Power & Utilities Corp.)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker's, finder's, financial advisor's or other similar fee or commission from Sellers in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 5 contracts

Samples: Asset Purchase Agreement (National Steel Corp), Asset Purchase Agreement (United States Steel Corp), Asset Purchase Agreement (National Steel Corp)

Brokers and Finders. No Other than SunTrust and Xxxxxxxxx & Company, Inc., no broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with the Merger or the other transactions contemplated by this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityof its Subsidiaries.

Appears in 5 contracts

Samples: Agreement and Plan of Merger (AMICAS, Inc.), Agreement and Plan of Merger (Emageon Inc), Agreement and Plan of Merger (Emageon Inc)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission from Sellers or the Company in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Purchaser or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 4 contracts

Samples: Share Purchase Agreement, Share Purchase Agreement (Home Inns & Hotels Management Inc.), Share Purchase Agreement (Jinglong Group Co., Ltd.)

Brokers and Finders. No investment banker, broker, finder finder, or investment banker intermediary or other Person is or will be entitled to any financial advisoryinvestment banking, brokerage, finder's 's, financial advisory or other similar fee or commission from Parent or any Non-Bison Subsidiary in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements as a result of any arrangement made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityHoldings.

Appears in 4 contracts

Samples: Purchase Agreement (Textron Inc), Purchase Agreement (Textron Inc), Purchase Agreement (Collins & Aikman Corp)

Brokers and Finders. No Except as provided in the Investment Agreement, no broker, finder or finder, investment banker or any other Person is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission from any of the Company or the Bank or any of their respective Subsidiaries in connection with this Agreement the Investment or any of the Warrant or the other transactions contemplated hereby or thereby by the Investment Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch Shareholder.

Appears in 4 contracts

Samples: Voting Agreement (Piedmont Community Bank Holdings, Inc.), Voting Agreement (Piedmont Community Bank Holdings, Inc.), Voting Agreement (Piedmont Community Bank Holdings, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's finders or other fee or commission payable by Selling Parties in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement, based upon arrangements made by or on behalf of the Company Selling Parties or any Company Subsidiary for which the Investor could have any liabilityof its affiliates.

Appears in 4 contracts

Samples: Stock Purchase Agreement (Homelife Inc), Stock Purchase Agreement (Homelife Inc), Stock Purchase Agreement (Homelife Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's 's, or other fee or commission payable by Buyer in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement, based upon arrangements made by or on behalf of the Company Buyer or any Company Subsidiary for which the Investor could have any liabilityof its affiliates.

Appears in 4 contracts

Samples: Asset Purchase Agreement (Homelife Inc), Asset Purchase Agreement (Homelife Inc), Stock Purchase Agreement (Homelife Inc)

Brokers and Finders. No broker, finder or finder, financial advisor, investment banker or other person is entitled to any financial advisory, brokerage, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySponsor.

Appears in 3 contracts

Samples: Form of Sponsor Support Agreement (Western Acquisition Ventures Corp.), Form of Sponsor Support Agreement (FoxWayne Enterprises Acquisition Corp.), Form of Sponsor Support Agreement (FoxWayne Enterprises Acquisition Corp.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Seller, any ALICO Entity or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 3 contracts

Samples: Purchase Agreement, Purchase Agreement, Purchase Agreement (American International Group Inc)

Brokers and Finders. No broker, finder or investment banker other Person is entitled to any financial advisorybrokerage fees, brokerage, commissions or finder's or other fee or commission fees in connection with this Agreement or the Warrant or the transactions contemplated hereby by reason of any action taken or thereby based upon arrangements commitment made by or on behalf of the Company Purchaser or any Company Subsidiary for which the Investor could have of its member owners or any liabilityof their respective Affiliates.

Appears in 3 contracts

Samples: Asset Purchase Agreement (Vermont Teddy Bear Co Inc), Asset Purchase Agreement (Gerald Stevens Inc/), Asset Purchase Agreement (Gerald Stevens Inc/)

Brokers and Finders. No agent, broker, finder or investment banker or other ------------------- firm or person acting on behalf or under the authority of the Investor is or will be entitled to any financial advisory, brokerage, broker's or finder's or other fee or any other commission or similar fee from the Investor or the Company in connection with this Agreement or the Warrant or any of the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitythis Agreement.

Appears in 3 contracts

Samples: Purchase Agreement (2bridge), Preferred Stock Purchase Agreement (2bridge), Series B Preferred Stock Purchase Agreement (2bridge)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other firm or person is entitled to any financial advisory, brokerage, finder's ’s, financial advisor’s or other similar fee or commission for which Seller or any of its Affiliates could become liable in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by this Agreement as a result of any action taken by or on behalf of the Company Purchaser or any Company Subsidiary for which the Investor could have any liabilityof its Subsidiaries.

Appears in 3 contracts

Samples: Asset Purchase Agreement (Metalico Inc), Asset Purchase Agreement (Shiloh Industries Inc), Asset Purchase Agreement

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or issuance and sale of the transactions Shares contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which Company, other than as previously disclosed to the Investor could have any liabilityInvestor.

Appears in 3 contracts

Samples: Subscription Agreement (Cyanotech Corp), Stock Purchase Agreement (Double Eagle Acquisition Corp.), Subscription Agreement (WillScot Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or consummation of the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityHolder.

Appears in 3 contracts

Samples: Exchange Agreement (Singular Genomics Systems, Inc.), Exchange Agreement (AdaptHealth Corp.), Registration Rights Agreement (Flynn James E)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other similar fee or commission in connection with this Agreement Agreement, the Transaction Documents, the Merger or any of the Warrant or the transactions contemplated hereby or thereby other Contemplated Transactions based upon arrangements made or entered into by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySubscriber.

Appears in 3 contracts

Samples: Subscription Agreement (Vapotherm Inc), Subscription Agreement (Vapotherm Inc), Subscription Agreement (Army Joseph)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any subsidiary of the Company Subsidiary for which the Investor could have any liability.

Appears in 3 contracts

Samples: Exchange Agreement, Exchange Agreement, Exchange Agreement (Citigroup Inc)

Brokers and Finders. No investment banker, broker, finder finder, financial advisor or investment banker other intermediary is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar based fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made as a result of being engaged by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 3 contracts

Samples: Unit Repurchase Agreement (EnLink Midstream, LLC), Unit Repurchase Agreement (EnLink Midstream, LLC), Unit Repurchase Agreement (EnLink Midstream, LLC)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's finders' or other fee or commission in connection with this Agreement or the Warrant or the transactions Transaction contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 3 contracts

Samples: Asset and Securities Purchase Agreement (Remark Media, Inc.), Asset and Securities Purchase Agreement, Asset and Securities Purchase Agreement (Remark Media, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or consummation of the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch Holder.

Appears in 3 contracts

Samples: Exchange Agreement (Flynn James E), Exchange Agreement (Acutus Medical, Inc.), Exchange Agreement (Acutus Medical, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of AerCap, the Company Purchaser, any Purchaser Group Member or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: Share Purchase Agreement (AerCap Holdings N.V.), Share Purchase Agreement (American International Group Inc)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission commission, or the reimbursement of expenses in connection therewith, in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or on behalf of the Company or any Company Subsidiary Xxxxxx Sub, except for which the Investor could have any liabilityPersons, if any, whose fees and expenses will be paid by Parent.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Textainer Group Holdings LTD), Agreement and Plan of Merger (Triton International LTD)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Purchase Agreement or the Warrant Warrants or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.

Appears in 2 contracts

Samples: Securities Purchase and Exchange Agreement (Gmac Inc.), Securities Purchase and Exchange Agreement

Brokers and Finders. No agent, broker, finder or investment banker is entitled to any banker, financial advisory, brokerage, finder's advisor or other fee firm or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made person engaged by or on behalf of the Company Investors is or will be entitled to any broker's or finder's fee or any Company Subsidiary for which other commission or similar fee in connection with any of the Investor could have any liabilitytransactions contemplated by the Transaction Documents.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Global Signal Inc), Securities Purchase Agreement (Pinnacle Holdings Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 2 contracts

Samples: Purchase Agreement, Purchase Agreement (Westway Group, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's finders’ or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Guarantor, Xx. Xxx, Parent or any Company Subsidiary for which the Investor could have any liabilityMerger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (China GrenTech CORP LTD), Agreement and Plan of Merger (China GrenTech CORP LTD)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company such Noteholder or Signing Stockholder or any Company Subsidiary for which the Investor could have any liabilityaffiliate of such Noteholder or Signing Stockholder.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Matrixone Inc), Agreement and Plan of Merger (Matrixone Inc)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other firm or person is entitled to any financial advisory, brokerage, finder's ’s, financial advisor’s or other similar fee or commission for which or any of its Affiliates could become liable in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by this Agreement as a result of any action taken by or on behalf of the Company Purchaser or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Metalico Inc), Asset Purchase Agreement (Metalico Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Parent, the Seller, any Company Group Member or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: Share Purchase Agreement (AerCap Holdings N.V.), Share Purchase Agreement (American International Group Inc)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker's, finder's, financial advisor's or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or on behalf of the Company Parent or Merger Sub or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Tti Team Telecom International LTD), Agreement and Plan of Merger (Tti Team Telecom International LTD)

Brokers and Finders. No agent, broker, finder or investment banker is entitled to any banker, financial advisory, brokerage, finder's advisor or other fee firm or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made person engaged by or on behalf of the Company Investor is or will be entitled to any broker's or finder's fee or any Company Subsidiary for which other commission or similar fee in connection with any of the Investor could have any liabilitytransactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Fortress Investment Group LLC), Investment Agreement (Brookdale Senior Living Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission or expense reimbursement in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or and on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityGroup.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Aquaron Acquisition Corp.), Agreement and Plan of Merger (Aquaron Acquisition Corp.)

Brokers and Finders. No broker, finder or investment banker other than the Company Financial Advisor is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySpecial Committee.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Steel Connect, Inc.), Agreement and Plan of Merger (Steel Partners Holdings L.P.)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker's, finder's, financial advisor's or other similar fee or commission from Seller in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Princeton Video Image Inc), Asset Purchase Agreement (Cablevision Systems Corp /Ny)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser, except as may be paid to Ashenden Financie & Cie SA and The Xxxxxxx Group.

Appears in 2 contracts

Samples: Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc), Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other person is entitled to any financial advisory, brokeragebroker’s, finder's ’s or other financial advisor’s fee or commission in connection with this Agreement or the Warrant or Stock Purchase and the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser.

Appears in 2 contracts

Samples: Stock and LLC Interest Purchase Agreement, Stock and LLC Interest Purchase Agreement (Innophos Holdings, Inc.)

Brokers and Finders. No Except as provided in the Investment Agreement, no broker, finder or finder, investment banker or any other Person is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission from any of the Company or the Bank or any of their respective Subsidiaries in connection with this Agreement the Investment or any of the Warrant or the other transactions contemplated hereby or thereby by the Investment Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityShareholder.

Appears in 2 contracts

Samples: Voting Agreement (Piedmont Community Bank Holdings, Inc.), Voting Agreement (Crescent Financial Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant Transaction Documents or the transactions contemplated hereby or and thereby based upon arrangements made by or on behalf of the Company or any subsidiary of the Company Subsidiary for which the Investor could have any liability.

Appears in 2 contracts

Samples: Exchange Agreement (Citigroup Inc), Exchange Agreement (Citigroup Inc)

Brokers and Finders. No Except for Purchaser’s Financial Advisor, no broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Lenox Group Inc), Asset Purchase Agreement (Lenox Group Inc)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other Person is or will become entitled to receive any financial advisorycommission, brokerage, finder's ’s fee or other fee or commission similar compensation in connection with this Agreement or the Warrant or consummation of the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary Purchaser for which the Investor Company could have any liabilityliability prior to Closing.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Barnes Group Inc), Securities Purchase Agreement (Ingersoll Rand Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company Newco or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 2 contracts

Samples: Contribution Agreement (Quicksilver Resources Inc), Contribution Agreement (Quicksilver Resources Inc)

Brokers and Finders. No agent, broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee firm or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or person acting on behalf or under the authority of the Company or any Subsidiary is or shall be entitled to any broker’s or finder’s fee or any other commission or similar fee from the Company or any Subsidiary for which in connection with any of the Investor could have any liabilitytransactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Investors’ Rights Agreement (Accentia Biopharmaceuticals Inc), Investors’ Rights Agreement (Accentia Biopharmaceuticals Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Green Power Energy Holdings Corp), Equity Purchase Agreement (Ce Generation LLC)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant agreement or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Parent, the Seller or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: www.sec.gov, Share Purchase Agreement (American International Group Inc)

Brokers and Finders. No broker, finder or investment banker or any other Person is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission or other type of payment or consideration from any Target Entity in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityhereby.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Authentidate Holding Corp), Agreement and Plan of Merger (Authentidate Holding Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with the Merger or the other transactions contemplated by this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Parent or any Company Subsidiary for which the Investor could have any liabilityof its Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Jarden Corp), Agreement and Plan of Merger (K2 Inc)

AutoNDA by SimpleDocs

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Parent, Seller, any AIA Entity or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: Purchase Agreement, Limited Liability Company Agreement (American International Group Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or issuance and sale of the transactions Shares contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityInvestor.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Double Eagle Acquisition Corp.), Subscription Agreement (WillScot Corp)

Brokers and Finders. No agent, broker, finder or investment banker is entitled to any banker, financial advisory, brokerage, finder's advisor or other fee firm or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made person engaged by or on behalf of the Company such Investor is or will be entitled to any broker's or finder's fee or any Company Subsidiary for which other commission or similar fee in connection with any of the Investor could have any liabilitytransactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Global Signal Inc), Investment Agreement (Fortress Investment Holdings LLC)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityBuyer.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Goldfield Corp), Stock Purchase Option Agreement (Westar Industries Inc)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission that would be payable by Purchaser or the Company in connection with this Agreement or the Warrant Transaction Agreements or the transactions contemplated hereby or and thereby based upon arrangements made by or on behalf of the Company such Seller or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 2 contracts

Samples: Share Purchase Agreement, Share Purchase Agreement (Home Inns & Hotels Management Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySynchronicity.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Matrixone Inc), Agreement and Plan of Merger (Matrixone Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's finders’ or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Parent or Merger Sub or any Company Subsidiary for of their Affiliates, the fees and expenses of which the Investor could have any liabilitywill be paid by Parent.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Newater Technology, Inc.), Agreement and Plan of Merger (Camelot Information Systems Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisorybrokerage fees, brokeragecommissions, finder's finders’ or other fee fees or commission or expenses reimbursement in connection with the Merger or the other transactions contemplated in this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Parent or Merger Sub or any Company Subsidiary for which the Investor could have any liabilityof their Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (New Horizon Capital Iii, L.P.), Agreement and Plan of Merger (Exceed Co Ltd.)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission from Purchaser or the Company in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company such Seller or any Company Subsidiary of its Affiliates, except for which such Persons set forth in Schedule 4.19 of the Investor could have any liabilityDisclosure Schedules, whose fees and expenses are governed by Section 6.7.

Appears in 2 contracts

Samples: Share Purchase Agreement (Jinglong Group Co., Ltd.), Share Purchase Agreement (JA Solar Holdings Co., Ltd.)

Brokers and Finders. No broker, finder or investment banker (other than Saloxxx Xxxxx Xxxnxx Xxx.) is entitled to any financial advisory, brokerage, finder's or other fee or commission payable by such Person in connection with this Agreement Agreement, the Merger or the Warrant or the other transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch Person.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Fritz Companies Inc), Agreement and Plan of Merger (United Parcel Service Inc)

Brokers and Finders. No Except for Berkshire Capital Securities LLC, no broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or and on behalf of the Company or any Company Subsidiary of its Subsidiaries or for which the Investor could have Company or any liabilityof its Subsidiaries may be financially liable.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (National Holdings Corp), Agreement and Plan of Merger (Fortress Biotech, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company QRCI or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 2 contracts

Samples: Contribution Agreement (Quicksilver Resources Inc), Contribution Agreement (Quicksilver Resources Inc)

Brokers and Finders. No agent, broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company Parent or any Company Subsidiary Merger Sub for which the Investor Company could have any liabilityliability prior to the Closing.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Avangrid, Inc.), Agreement and Plan of Merger (Cellular Biomedicine Group, Inc.)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other firm or person is entitled to any financial advisory, brokerage, finder's ’s, financial advisor’s or other similar fee or commission for which Seller or any of its Affiliates could become liable in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by this Agreement as a result of any action taken by or on behalf of the Company Purchaser or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Metalico Inc), Asset Purchase Agreement (Metalico Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or and on behalf of Parent or Acquisition Sub or for which the Company or any Company Subsidiary for which the Investor could have any liabilityof its Subsidiaries may be financially liable.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Fortress Biotech, Inc.), Agreement and Plan of Merger (National Holdings Corp)

Brokers and Finders. No agent, broker, finder or investment banker or other firm or person acting on behalf or under the authority of the Company is or shall be entitled to any financial advisory, brokerage, broker's or finder's or other fee or any other commission or similar fee from the Company in connection with this Agreement or the Warrant or any of the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitythis Agreement.

Appears in 2 contracts

Samples: Warrant and Common Stock Purchase Agreement (Enova Systems Inc), Securities Purchase Agreement (Asi Technology Corp)

Brokers and Finders. No broker, finder or investment banker banker, other than any whose fees and expenses will be paid by the Purchaser, is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser.

Appears in 2 contracts

Samples: Agreement and Plan of Recapitalization and Merger (Specialty Acquisition Corp), Agreement and Plan of Recapitalization and Merger (Specialty Catalog Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Parent, the Existing Shareholders, any Company Group Member or any Company Subsidiary for which the Investor could have any liabilityof their respective Affiliates.

Appears in 2 contracts

Samples: Transaction Agreement (General Electric Co), Transaction Agreement (AerCap Holdings N.V.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement that, if the Merger is not consummated, would be payable by the Company, based upon arrangements made by or on behalf of the Company Parent or any Company Subsidiary for which the Investor could have any liabilityMerger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Midwest Air Group Inc), Agreement and Plan of Merger (Republic Airways Holdings Inc)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement Agreement, the Merger or the Warrant or the transactions contemplated hereby or thereby any other Transactions based upon arrangements made by or on behalf of the Company Parent or any Company Subsidiary for which the Investor could have any liabilityMerger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (KBS Strategic Opportunity REIT, Inc.), Agreement and Plan of Merger (Reven Housing REIT, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.Company

Appears in 2 contracts

Samples: Purchase Option Agreement (Kingfish Holding Corp), Lease Agreement (Kingfish Holding Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser.

Appears in 2 contracts

Samples: Share Purchase Agreement (Weichai America Corp.), Share Purchase Agreement (Power Solutions International, Inc.)

Brokers and Finders. No agent, broker, finder investment banker, financial advisor or investment banker other person is entitled to any financial advisory, brokeragebroker’s, finder's ’s or other financial advisor’s fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company Company, Xxxxx XX, or any Company Subsidiary for which of the Investor could have any liabilitySelling Parties.

Appears in 2 contracts

Samples: Stock and LLC Interest Purchase Agreement, Stock and LLC Interest Purchase Agreement (Innophos Holdings, Inc.)

Brokers and Finders. No Other than the Company Financial Advisor, no broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with the Merger or the other transactions contemplated by this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any of its Subsidiaries. The Company Subsidiary for has provided to MergerCo a correct and complete copy of all agreements between the Company and the Company Financial Advisor under which the Investor could have Company Financial Advisor would be entitled to any liabilitypayment relating to the Merger or such other transactions.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Bandag Inc), Agreement and Plan of Merger (Bandag Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any subsidiary of the Company Subsidiary for which the Investor could have any liability.

Appears in 2 contracts

Samples: Exchange Agreement (Alliance Data Systems Corp), Exchange Agreement (Citigroup Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant Warrants or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary of its Subsidiaries for which the Investor Purchasers could have any liability.

Appears in 1 contract

Samples: Registration Rights Agreement (New York Times Co)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement, based upon arrangements made by or on behalf of the Company Buyer or any Company Subsidiary for which the Investor could have any liabilityof its Affiliates.

Appears in 1 contract

Samples: Asset Purchase Agreement (Xo Communications Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary of its subsidiaries for which the Investor could have any liability.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Heritage Financial Group Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.. ARTICLE IV

Appears in 1 contract

Samples: Exchange Agreement (First Security Group Inc/Tn)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Seller, URG or any Company Subsidiary for which the Investor could have any liabilityURC.

Appears in 1 contract

Samples: Stock Purchase Agreement (Alleghany Corp /De)

Brokers and Finders. No investment banker, broker, finder or investment banker intermediary or other Person is or will be entitled to any financial advisoryinvestment banking, brokerage, finder's ’s, financial advisory or other similar fee or commission from Purchaser or any of its Affiliates in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements Transactions as a result of any arrangement made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySeller.

Appears in 1 contract

Samples: Purchase Agreement (Benchmark Electronics Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liability.. continued Article III

Appears in 1 contract

Samples: Securities Purchase Agreement (FPB Bancorp Inc)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or issuance and sale of the transactions Shares contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch Investor.

Appears in 1 contract

Samples: Subscription Agreement (Cyanotech Corp)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission payable by any Partnership Entity or any of its Affiliates, or for which any of them will be responsible for payment, in connection with this Agreement or the Warrant or the transactions contemplated hereby by this Agreement, the other Transaction Documents or thereby the Bankruptcy Plan based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch New Partner.

Appears in 1 contract

Samples: Purchase Agreement (Trump Entertainment Resorts, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's finders’ or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company Controlling Shareholder or any Company Subsidiary for which the Investor could have any liabilityMerger Sub.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Acorn International, Inc.)

Brokers and Finders. No broker, finder investment banker, financial advisor or investment banker other Person is entitled to any financial advisory, brokeragebroker’s, finder's ’s, financial advisor’s or other similar fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby Transactions based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilityPurchaser.

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Resource Capital Corp.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's ’s or other fee or commission in connection with this Agreement or the Warrant or consummation of the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitysuch Holder. Section 2.02.

Appears in 1 contract

Samples: 151014726v5 Exchange Agreement (Oncology Institute, Inc.)

Brokers and Finders. No broker, finder or investment banker is entitled to any financial advisory, brokerage, finder's or other fee or commission in connection with this Agreement or the Warrant or the transactions contemplated hereby or thereby by this Agreement based upon arrangements made by or on behalf of the Company or any Company Subsidiary for which the Investor could have any liabilitySeller.

Appears in 1 contract

Samples: Securities Purchase Agreement (Green Power Energy Holdings Corp)

Brokers and Finders. No agent, broker, finder investment banker, financial ------------------- advisor or investment banker other firm or person is or will be entitled to any financial advisory, brokerage, broker's or finder's or other fee or any other commission or similar fee in connection with this Agreement or the Warrant or any of the transactions contemplated hereby or thereby based upon arrangements made by or on behalf of the Company or any Company Subsidiary Transaction Documents, except for which the Investor could have any liabilitySuntrust Equitable Securities.

Appears in 1 contract

Samples: Securities Purchase Agreement (Prosofttraining Com)

Time is Money Join Law Insider Premium to draft better contracts faster.