Category 3 Funds. On sales of Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A that are accepted by us and for which you are responsible, you will be paid dealer concessions as follows: Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below None
Appears in 74 contracts
Samples: Principal Underwriting Agreement (American Funds Multi-Sector Income Fund), Principal Underwriting Agreement (American Funds Strategic Bond Fund), Principal Underwriting Agreement (Capital World Bond Fund)
Category 3 Funds. On sales of each purchase order for Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A A, that are accepted by us and for which you are responsible, you will be paid dealer concessions compensation as follows: Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below None
Appears in 72 contracts
Samples: Principal Underwriting Agreement (American Funds Multi-Sector Income Fund), Principal Underwriting Agreement (Bond Fund of America), Principal Underwriting Agreement (Capital World Bond Fund)
Category 3 Funds. On sales of each purchase order for Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A A, that are accepted by us and for which you are responsible, you will be paid dealer concessions compensation as follows: Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below Agreement None
Appears in 25 contracts
Samples: Principal Underwriting Agreement (Bond Fund of America), Principal Underwriting Agreement (American Mutual Fund), Principal Underwriting Agreement (American Funds Global Balanced Fund)
Category 3 Funds. On sales of Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A that are accepted by us and for which you are responsible, you will be paid dealer concessions as follows: Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below Agreement None
Appears in 25 contracts
Samples: Principal Underwriting Agreement (Bond Fund of America), Principal Underwriting Agreement (American Mutual Fund), Principal Underwriting Agreement (American Funds Global Balanced Fund)
Category 3 Funds. On sales of Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A that are accepted by us and for which you are responsible, you will be paid dealer concessions as follows: Purchases Concession as Percentage of Offering Price Sales Charge as Percentage of Offering Price Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below None
Appears in 5 contracts
Samples: Principal Underwriting Agreement (American Funds Retirement Income Portfolio Series), Principal Underwriting Agreement (American Funds Fundamental Investors), Principal Underwriting Agreement (American Funds Portfolio Series)
Category 3 Funds. On sales of each purchase order for Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A A, that are accepted by us and for which you are responsible, you will be paid dealer concessions compensation as follows: Purchases Compensation as Percentage of Offering Price Sales Charge as Percentage of Offering Price Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below None
Appears in 5 contracts
Samples: Principal Underwriting Agreement (American Funds Retirement Income Portfolio Series), Principal Underwriting Agreement (American Funds Target Date Retirement Series), Principal Underwriting Agreement (American Funds Portfolio Series)
Category 3 Funds. On sales of each purchase order for Class A shares and Class 529-A shares of Funds listed in Category 3 on the attached Schedule A A, that are accepted by us and for which you are responsible, you will be paid dealer concessions compensation as follows: Compensation as Sales Charge Less than $500,000 2.00% 2.50% $500,000 but less than $750,000 1.60% 2.00% $750,000 but less than $1 million 1.20% 1.50% $1 million or more See below None
Appears in 1 contract
Samples: Principal Underwriting Agreement (Capital World Growth & Income Fund)
