Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 434 contracts
Samples: Subadvisory Agreement (Nationwide Mutual Funds), Subadvisory Agreement (Nationwide Mutual Funds), Subadvisory Agreement (Morningstar Funds Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 166 contracts
Samples: Subadvisory Agreement (Advisors Preferred Trust), Futures Trading Agreement (Advisors Preferred Trust), Subadvisory Agreement (Advisors Preferred Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided hereinAgreement, “"interested person,” “" "affiliated person,” and “" "assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 48 contracts
Samples: Investment Advisory Agreement (USQ Core Real Estate Fund), Investment Advisory Agreement (Aberdeen Global Premier Properties Fund), Investment Advisory Agreement (Aberdeen Total Dynamic Dividend Fund)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,” “affiliates,” “controlling persons” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 46 contracts
Samples: Sub Advisory Agreement (Dunham Funds), Sub Advisory Agreement (Dunham Funds), Sub Advisory Agreement (Dunham Funds)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " "affiliates," "controlling persons" and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 26 contracts
Samples: Sub Advisory Agreement (Advisorone Funds), Sub Advisory Agreement (Dunham Funds), Sub Advisory Agreement (Dunham Funds)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided hereinAgreement, “interested person,” “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 14 contracts
Samples: Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Aberdeen Funds)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “herein "interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 9 contracts
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust), Subadvisory Agreement (Gartmore Variable Insurance Trust), Subadvisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “affiliated person,” and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 2 contracts
Samples: Subadvisory Agreement (Northern Lights Variable Trust), Subadvisory Agreement (Northern Lights Variable Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided hereinAgreement, “interested person,” “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 2 contracts
Samples: Investment Advisory Agreement (Aberdeen Funds), Investment Advisory Agreement (Aberdeen Funds)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” and “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 2 contracts
Samples: Subadvisory Agreement (PRISM Multi Strategy Fund), Subadvisory Agreement (Crow Point Global Dividend Plus Fund)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions and interpretations as may be granted by the SECSEC and its staff.
Appears in 2 contracts
Samples: Subadvisory Agreement (Nationwide Separate Account Trust), Subadvisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.. "Controlling Person" of an entity means any person who "controls" such entity within the meaning of Section 2(a)(9) of the 1940 Act
Appears in 1 contract
Samples: Interim Investment Sub Advisory Agreement (Montgomery Funds Iii)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided hereinAgreement, “"interested person,""affiliated person,” “affiliated person,” and “" "assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Samples: Investment Advisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,”, “affiliates”, “controlling persons” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Certain Definitions. For the purposes of this Agreement and except as otherwise provided hereinAgreement, “"interested person,” “" "affiliated person,” and “assignment” person,""assignment" shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.. -- 188 --
Appears in 1 contract
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 ActAct and the rules and regulations thereunder, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Samples: Sub Subadvisory Agreement (Oppenheimer Global Strategic Income Fund)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,” and “assignment” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.. October 2017 15
Appears in 1 contract
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “affiliated person,” and “assignmentassignment ” shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, the terms “interested person,” “affiliated person,” “affiliates,” “controlling persons” and “assignment” shall have their respective meanings as set forth in the 1933 Act and 1940 Act, as applicable, and rules and regulations thereunder, subject, however, to such exemptions as may be granted by the SECSEC under the 1940 Act.
Appears in 1 contract
Samples: Sub Advisory Agreement (Bluerock Institutional High Income Credit Fund)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “"interested person,” “" "affiliated person,” " and “"assignment” " shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.. -- 245 --
Appears in 1 contract
Samples: Subadvisory Agreement (Gartmore Variable Insurance Trust)
Certain Definitions. For the purposes of this Agreement and except as otherwise provided herein, “interested person,” “, affiliated person,” , affiliates, controlling persons and “assignment” assignment shall have their respective meanings as set forth in the 1940 Act, subject, however, to such exemptions as may be granted by the SEC.
Appears in 1 contract
Samples: Interim Investment Advisory Agreement (Kelmoore Strategic Trust)
