Common use of Certain Market Activities Clause in Contracts

Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) of the Company whether to facilitate the sale or resale of the Placement Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that Xxxxx-Xxxxxx may engage in passive market making transactions in the Placement Shares on the Exchange in accordance with Regulation M.

Appears in 8 contracts

Samples: Common Stock (Icad Inc), Sales Agreement (Microvision, Inc.), Airgain Inc

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Certain Market Activities. Neither the Company, nor any of the Subsidiaries, nor, to the Company’s knowledge, any of their respective directors, officers or controlling persons has taken, directly or indirectly, any action designed, or that has constituted or might reasonably be expected to cause or result in, under the Exchange Act or otherwise, the stabilization or manipulation of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) of the Company whether to facilitate the sale or resale of the Placement Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that XxxxxCxxxx-Xxxxxx may engage in passive market making transactions in the Placement Shares on the Exchange in accordance with Regulation M.

Appears in 1 contract

Samples: Common Stock (CPS Technologies Corp/De/)

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