CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE CORPORATION
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. SECTION 3.01. Filing Proofs, Certificates and Other Information.................................22 SECTION 3.02. Liability of Holder for Taxes.........................23 SECTION 3.03. Warranties on Deposit of Shares................................................23 SECTION 3.04. Disclosure of Beneficial Ownership.............................................24
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE CORPORATION 8 Section 3.1 Filing Proofs; Certificates and Other Information 8 Section 3.2 Payment of Taxes or Other Governmental Charges 8 Section 3.3 Warranty as to Stock 8 Section 3.4 Warranty as to Receipts 8 ARTICLE IV. THE DEPOSITED SECURITIES; NOTICES 8
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. SECTION 3.01. Filing Proofs, Certificates and Other Information ............ 12
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 13 Section 3.01. Filing Proofs; Certificates and Other Information 13 Section 3.02. Payment of Fees and Expenses 13 Section 3.03. Representation and Warranty as to Preferred Shares 13 Section 3.04. Representations and Warranties as to Receipts and Depositary Shares 13 ARTICLE IV THE PREFERRED STOCK; NOTICES 14 Section 4.01. Dividends and Other Cash Distributions 14 Section 4.02. Distributions Other Than Cash 14 Section 4.03. Subscription Rights, Preferences or Privileges 15 Section 4.04. Notice of Distributions; Fixing of Record Date for Holders of Receipts 15 Section 4.05. Voting Rights 16 Section 4.06. Changes Affecting Preferred Shares and Reclassifications, Recapitalizations, etc. 16 Section 4.07. Delivery of Reports 17 Section 4.08. Lists of Receipt Holders 17 Section 4.09. Tax and Regulatory Compliance 17
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. 12 Section 3.01. Filing Proofs, Certificates and Other Information ............................. 12 Section 3.02. Payment of Taxes or Other Governmental Charges ................................ 12
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 11 ARTICLE 4 THE PREFERENCE SHARES; NOTICES 12
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. AND THE COMPANY 10 ARTICLE 4 THE PREFERRED STOCK; NOTICES 12 ARTICLE 5 THE DEPOSITARY AND THE COMPANY 16
Section 5.01 Maintenance of Offices, Agencies and Transfer Books by the Depositary and the Registrar. 16
Section 5.02 Prevention or Delay in Performance by the Depositary, the Depositary’s Agents, the Registrar or the Company. 16
Section 5.03 Obligations of the Depositary, the Depositary’s Agents, the Registrar and the Company. 17
Section 5.04 Resignation and Removal of the Depositary; Appointment of Successor Depositary. 21 Section 5.05 Notices, Reports and Documents. 21 Section 5.06 Indemnification by the Company. 22 Section 5.07 Fees, Charges and Expenses. 22 Section 6.01 Amendment. 22 Section 6.02 Termination. 23 Section 7.01 Counterparts. 23 Section 7.02 Exclusive Benefits of Parties. 24 Section 7.03 Invalidity of Provisions. 24 Section 7.04 Notices. 24 Section 7.05 Depositary’s Agents. 25 Section 7.06 Holders of Receipts Are Parties. 25 Section 7.07 Governing Law. 25 Section 7.08 Inspection of Deposit Agreement and Certificate of Designations. 25 Section 7.09 Headings. 25 Section 7.10 Confidentiality. 26 Section 7.11 Further Assurances. 26 Exhibit A – Form of Face of Receipt; Form of Reverse of Receipt Exhibit B – Certificate of Designations DEPOSIT AGREEMENT, dated October 29, 2014 among CITIGROUP INC., a Delaware corporation, COMPUTERSHARE INC., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered national association (the “Trust Company”), jointly as Depositary (as hereinafter defined), the Trust Company, as Registrar (as hereinafter defined) and Transfer Agent (as hereinafter defined), and all holders from time to time of Receipts (as hereinafter defined) issued hereunder.
CERTAIN OBLIGATIONS OF HOLDERS OF RECEIPTS. THE CORPORATION AND THE DEPOSITARY 10 Section 3.1 Filing Proofs, Articles of Amendments and Other Information. ......................10 Section 3.2 Payment of Taxes or Other Governmental Charges. ........................................10 Section 3.3 Warranty as to Series H Preferred Stock. ..........................................................10 Section 3.4 Warranty as to Receipts. ..................................................................................
