Certain Relationships. No relationship, direct or indirect, exists between the Company, on the one hand, and the directors, officers, employees or stockholders of the Company, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information or the Prospectus, which is not so described.
Appears in 4 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Certain Relationships. No relationship, direct or indirect, exists between the Company, on the one hand, and the directors, officers, employees or stockholders of the Company, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information General Disclosure Package or the Prospectus, which is not so described.
Appears in 4 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Equity Distribution Agreement (Western Asset Mortgage Capital Corp)
Certain Relationships. No relationship, direct or indirect, exists between or among the Company, Company on the one hand, and the directors, officers, employees stockholders, customers or stockholders suppliers of the Company, Company on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, Statement and the Time of Sale Information or the Prospectus, Prospectus and which is not so described.
Appears in 3 contracts
Samples: Purchase Agreement (Cv Therapeutics Inc), Securities Purchase Agreement (Neurobiological Technologies Inc /Ca/), Purchase Agreement (Cv Therapeutics Inc)
Certain Relationships. No relationship, direct or indirect, exists between the Company, on the one hand, and the directors, officers, employees or stockholders of the Company, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information General Disclosure Package or the Prospectus, Prospectus which is not so described.
Appears in 3 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp), Underwriting Agreement (Western Asset Mortgage Capital Corp)
Certain Relationships. No relationship, direct or indirect, exists between or among the CompanyCompany or any Subsidiary, on the one hand, and the directors, officers, employees stockholders, partners, customers, or stockholders suppliers of the CompanyCompany or any Subsidiary, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information Pricing Disclosure Package or the Prospectus, Prospectus which is not so described.
Appears in 3 contracts
Samples: Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.), Underwriting Agreement (1347 Property Insurance Holdings, Inc.)
Certain Relationships. No relationship, direct or indirect, exists between the Company, on the one hand, and the directors, officers, employees stockholders, partners, customers or stockholders suppliers of the Company, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information General Disclosure Package or the Prospectus, Prospectus which is not so described.
Appears in 2 contracts
Samples: Underwriting Agreement (Claros Mortgage Trust, Inc.), Underwriting Agreement (Claros Mortgage Trust, Inc.)
Certain Relationships. No relationship, direct or indirect, exists between or among the Company, Company on the one hand, and the directors, officers, employees stockholders or stockholders directors of the Company, on the other hand, which is required by the rules of the FINRA to be described in the Registration Statement, the Time of Sale Information Statement or the Prospectus, Prospectus which is not so described.
Appears in 2 contracts
Samples: Management Agreement (Starwood Property Trust, Inc.), August (Starwood Property Trust, Inc.)
