Common use of Churning Clause in Contracts

Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.

Appears in 12 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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Churning. Churning means excessive over the top trading aiming planning to generate create commissions. While there is no quantitative quanquantitative measure for churningstirring, frequent buying visit purchasing and selling offering of securities that does little to meet the clientcustomer's investment objectives may speculation targets might be construed ununderstood as evidence confirmation of churningagitating.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.. 炒单。炒单是指旨在产生佣金的过度交易。虽然没有量化的衡量标准用于衡量炒单,但频繁买卖证券对于满足客户的投资目标几乎没有影响,可能会被视为炒单的证据。

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.. 搅动。搅动意味着旨在产生佣金的过度交易。尽管没有量化的搅动措施,但频繁买卖的证券几乎不能满足客户的投资目标,这可以解释为搅动的证据。

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

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Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.. 炒单。 炒单是指旨在产生佣金的过度交易。虽然没有量化的衡量标准用于衡量炒单, 但频繁买卖证券对于满足客户的投资目标几乎没有影响,可能会被视为炒单的证据。

Appears in 1 contract

Samples: Client Agreement

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