Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.
Appears in 15 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.. 炒单。炒单是指旨在产生佣金的过度交易。虽然没有量化的衡量标准用于衡量炒单,但频繁买卖证券对于满足客户的投资目标几乎没有影响,可能会被视为炒单的证据。
Appears in 2 contracts
Samples: Client Agreement, Client Agreement
Churning. Churning means excessive trading aiming to generate commissions. While there is no quantitative measure for churning, frequent buying and selling of securities that does little to meet the client's investment objectives may be construed as evidence of churning.. 炒单。 炒单是指旨在产生佣金的过度交易。虽然没有量化的衡量标准用于衡量炒单, 但频繁买卖证券对于满足客户的投资目标几乎没有影响,可能会被视为炒单的证据。
Appears in 1 contract
Samples: Client Agreement