Class Action. Any notices received by Bank’s corporate actions department about settled securities class action that requires action by affected owners of the underlying Financial Assets will be promptly notified to Customer if Bank, using reasonable care and diligence in the circumstances, identifies that Customer was a shareholder and held the relevant security in custody with Bank at the relevant time.
Appears in 2 contracts
Samples: Domestic Custody Agreement (Diamond Hill Funds), Domestic Custody Agreement (FBR Funds)
Class Action. Any notices received by Bank’s corporate actions department about settled securities class Form Domestic Custody Agreement (NY) February 28, 2007 J.P.Xxxxxx action that requires action by affected owners of the underlying Financial Assets will be promptly notified to Customer if Bank, using reasonable care and diligence in the circumstances, identifies that Customer was a shareholder and held the relevant security in custody with Bank at the relevant time.
Appears in 1 contract
Class Action. Any notices received by Bank’s corporate actions department about settled securities class action actions that requires require action by affected owners of the underlying Financial Assets will be promptly notified sent to Customer if Bank, using reasonable care and diligence in the circumstances, identifies that Customer was a shareholder and held the relevant security in custody with Bank at the relevant time.
Appears in 1 contract
Class Action. Any notices received by Bank’s 's corporate actions department about settled securities class action that requires action by affected owners of the underlying Financial Assets will be promptly notified to Customer if Bank, using reasonable care and diligence in the circumstances, identifies that Customer was a shareholder and held the relevant security in custody with Bank at the relevant time.
Appears in 1 contract
Samples: Domestic Custody Agreement (First Trust Active Dividend Income Fund)