Common use of Client Terms and Conditions Clause in Contracts

Client Terms and Conditions. Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ⚫ [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer. ⚫ [Client] has engaged [Advisor] to act as [Client’s] investment adviser and primary point of contact, and [Advisor] is responsible to [Client] with respect to the Platform. ⚫ [Advisor], and not Altruist, is responsible for (1) onboarding of [Client] and (2) reviewing and determining, where applicable, which individuals possess the requisite authority to act on behalf of [Client]. ⚫ [Client] grants [Advisor] investment discretion over [Client’s] Accounts. ⚫ [Advisor] and [Client] are solely responsible for determining the investment strategy to be implemented for the Client and, as applicable, selecting from among the Model Portfolios available or building custom models and portfolios through the Platform. [Advisor] and [Client] are primarily responsible for determining the appropriateness of the Platform and the chosen investment strategy and portfolio for [Client’s] investment needs and goals. ⚫ Any fee [Client] pays [Advisor] is not set or supervised by Xxxxxxxx. ⚫ Any Participating Broker-Dealer acts solely as a broker-dealer and not as an investment adviser to [Client] in relation to the services provided in connection with the Platform. It may maintain custody of [Client’s] account assets and execute trades for that Account. ⚫ Altruist is not responsible to [Client] for the Platform, any portfolio, wash sales or other tax consequences, or [Advisor’s] suspension or resumption of trading in [Client’s] account. ⚫ Altruist disclaims all warranties, express and implied, with regard to the non-investment advisory features of the Platform. In no event will Altruist be liable to [Client] for any damages of any kind with respect to the non-investment advisory features of the Platform. ⚫ [Client] understands and agrees that it is not a third party beneficiary of the agreement between Altruist and [Advisor]. [Client] shall not have any cause of action or any other rights or remedies under that agreement. ⚫ [Client] agrees that Altruist and its affiliates are express and intended third party beneficiaries of this Agreement and that the terms and conditions of this Agreement relating to Altruist inure to the benefit of, and may be enforced by, Altruist. ⚫ [Client] understands that the [Platform] is an automated investment management platform chosen by [Advisor] on behalf of their clients, that [Advisor] pays Altruist certain fees for use of the Platform and the Model Portfolios, and that if [Advisor] instructs Altruist accordingly, a Participating Broker-Dealer may, according to [Advisor’s] instruction, pass those fees on to [Client’s] Account.

Client Terms and Conditions. Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ⚫ [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer. ⚫ [Client] has engaged [Advisor] to act as [Client’s] investment adviser and primary point of contact, and [Advisor] is responsible to [Client] with respect to the Platform. ⚫ [Advisor], and not Altruist, is responsible for (1) onboarding of [Client] and (2) reviewing and determining, where applicable, which individuals possess the requisite authority to act on behalf of [Client]. ⚫ [Client] grants [Advisor] investment discretion over [Client’s] Accounts. ⚫ [Advisor] and [Client] are solely responsible for determining the investment strategy to be implemented for the Client and, as applicable, selecting from among the Model Portfolios available or building custom models and portfolios through the Platform. [Advisor] and [Client] are primarily responsible for determining the appropriateness of the Platform and the chosen investment strategy and portfolio for [Client’s] investment needs and goals. ⚫ Any fee [Client] pays [Advisor] is not set or supervised by XxxxxxxxAltruist. ⚫ Any Participating Broker-Dealer acts solely as a broker-dealer and not as an investment adviser to [Client] in relation to the services provided in connection with the Platform. It may maintain custody of [Client’s] account assets and execute trades for that Account. ⚫ Altruist is not responsible to [Client] for the Platform, any portfolio, wash sales or other tax consequences, or [Advisor’s] suspension or resumption of trading in [Client’s] account. ⚫ Altruist disclaims all warranties, express and implied, with regard to the non-investment advisory features of the Platform. In no event will Altruist be liable to [Client] for any damages of any kind with respect to the non-investment advisory features of the Platform. ⚫ [Client] understands and agrees that it is not a third party beneficiary of the agreement between Altruist and [Advisor]. [Client] shall not have any cause of action or any other rights or remedies under that agreement. ⚫ [Client] agrees that Altruist and its affiliates are express and intended third party beneficiaries of this Agreement and that the terms and conditions of this Agreement relating to Altruist inure to the benefit of, and may be enforced by, Altruist. ⚫ [Client] understands that the [Platform] is an automated investment management platform chosen by [Advisor] on behalf of their clients, that [Advisor] pays Altruist certain fees for use of the Platform and the Model Portfolios, and that if [Advisor] instructs Altruist accordingly, a Participating Broker-Dealer may, according to [Advisor’s] instruction, pass those fees on to [Client’s] Account.

Client Terms and Conditions. Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ⚫ ● [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer. ⚫ ● [Client] has engaged [Advisor] ], to act as [Client’s] investment adviser advisor and primary point of contact, and [Advisor] is responsible to [Client] with respect to the Platform. ⚫ ● [Advisor], and not Altruist, is responsible for (1) the onboarding of [Client] and (2) reviewing and determining, where applicable, which individuals possess the requisite authority to act on behalf of [Client]. ⚫ [Client] grants [Advisor] investment discretion over [Client’s] Accounts. ⚫ ● [Advisor] and [Client] are solely responsible for determining the investment strategy to be implemented for the Client and, as applicable, selecting from among the Model Portfolios portfolios available or building custom models and portfolios through the Platform. [Advisor] and [Client] are primarily responsible for determining the appropriateness of the Platform and the chosen investment strategy and portfolio for [Client’s] investment needs and goals. ⚫ ● Any fee [Client] pays [Advisor] is not set or supervised by Xxxxxxxx. ⚫ ● Altruist’s role is limited to making the disclosure brochure for the Platform electronically available and administering the Platform so that it operates as described in that disclosure brochure. ● Any Participating Broker-Dealer acts solely as a broker-dealer and not as an investment adviser advisor to [Client] in relation to the services provided in connection with the Platform. It may maintain maintains custody of [Client’s] account assets and execute executes trades for that Platform Account. ⚫ ● Altruist is not responsible to [Client] for the Platform, any portfolio, wash sales or other tax consequencesconsequences of tax-loss harvesting, or [Advisor’s] suspension or resumption of trading in [Client’s] account. ⚫ ● Altruist disclaims all warranties, express and implied, with regard to the non-investment advisory features of the Platform. In no event will Altruist be liable to [Client] for any damages of any kind with respect to the non-investment advisory features of the Platform. ⚫ ● [Client] understands and agrees that it is not a third party beneficiary of the agreement between Altruist and [Advisor]. [Client] shall not have any cause of action or any other rights or remedies under that agreement. ⚫ ● [Client] agrees that Altruist and its affiliates are express and intended third party beneficiaries of this Agreement and that the terms and conditions of this Agreement relating to Altruist inure to the benefit of, and may be enforced by, Altruist. ⚫ ● The wrap fee payable by [Client] to [Advisor] for investment management services provided under this Agreement shall be as set forth in the fee schedule enclosed herewith as [ Schedule B] , including the wrap fee payable to Altruist as specified therein. ● [Client] understands that the [Platform] is an automated investment management platform chosen by a wrap fee program and Altruist shall as a part of the Platform deduct its percentage of fees from the [Client’s Account]. ● [Advisor] [shall / shall not] vote proxies on behalf of their clients, that [Advisor] pays Altruist certain fees for use of the Platform and the Model Portfolios, and that if [Advisor] instructs Altruist accordingly, a Participating Broker-Dealer may, according to [Advisor’s] instruction, pass those fees on to [Client’s] Account.]. [If the Advisor votes proxies, provide Advisor’s procedures and guidelines for voting proxies. If the Advisor does not vote proxies explain how the Advisor shall allow the Client to vote any proxies]. Altruist does not

Client Terms and Conditions. Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ⚫ ● [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer. ⚫ [Client] has engaged ● [Advisor] to act as ], and not Altruist, is [Client’s] investment adviser advisor and primary point of contact, contact and [Advisor] is responsible to [Client] with respect to the Platform. ⚫ [Advisor], and not Altruist, is responsible for (1) onboarding of [Client] and (2) reviewing and determining, where applicable, which individuals possess the requisite authority to act on behalf of [Client]. ⚫ [Client] grants [Advisor] investment discretion over [Client’s] Accounts. ⚫ ● [Advisor] and [Client] are solely responsible responsible, and Altruist is not responsible, for determining the choosing an investment strategy to be implemented for the Client and, as applicable, selecting from among the Model Portfolios and portfolio available or building custom models and portfolios through the Platform. [Advisor] Platform and [Client] are primarily responsible for determining the appropriateness of the Platform and the chosen investment strategy and portfolio for [Client’s] investment needs and goals. ⚫ ● Any fee [Client] pays [Advisor] is not set or supervised by Xxxxxxxx. ⚫ ● Altruist’s role is limited to making the disclosure brochure for the Platform electronically available and administering the Platform so that it operates as described in that disclosure brochure. ● Any Participating Broker-Dealer acts solely as a broker-dealer and not as an investment adviser advisor to [Client] in relation to the services provided in connection with the Platform]. It may maintain maintains custody of [Client’s] account assets and execute executes trades for that Platform Account. ⚫ ● Altruist is not responsible to [Client] for the Platform, any portfolio, wash sales or other tax consequencesconsequences of tax-loss harvesting, or [Advisor’s] suspension or resumption of trading in [Client’s] account. ⚫ ● Altruist disclaims all warranties, express and implied, with regard to the non-investment advisory features of the Platform. In no event will Altruist be liable to [Client] for any damages of any kind with respect to the non-investment advisory features of the Platform. ⚫ ● [Client] understands and agrees that it is not a third party beneficiary of the agreement between Altruist and [Advisor]. [Client] shall not have any cause of action or any other rights or remedies under that agreement. ⚫ ● [Client] agrees that Altruist and its affiliates are express and intended third party beneficiaries of this Agreement and that the terms and conditions of this Agreement relating to Altruist inure to the benefit of, and may be enforced by, Altruist. ⚫ ● The wrap fee payable by [Client] to [Advisor] for investment management services provided under this Agreement shall be as set forth in the fee schedule enclosed herewith as [Schedule B], including the wrap fee payable to Altruist as specified therein. ● [Client] understands that the [Platform] is an automated investment management platform chosen by [Advisor] on behalf of their clients, that [Advisor] pays a wrap fee program and Altruist certain fees for use shall as a part of the Platform and deduct its percentage of fees from the Model Portfolios, and that if [Advisor] instructs Altruist accordingly, a Participating Broker-Dealer may, according to [Advisor’s] instruction, pass those fees on to [Client’s] ’s Account].

Client Terms and Conditions. Advisor’s Client Agreement shall include terms and conditions conforming in all material respects to the following: ⚫ ● [Advisor] is independent of and not owned by, affiliated with or sponsored or supervised by Altruist or its affiliates or any Participating Broker-Dealer. ⚫ ● [Client] has engaged [Advisor] ], to act as [Client’s] investment adviser advisor and primary point of contact, and [Advisor] is responsible to [Client] with respect to the Platform. ⚫ ● [Advisor], and not Altruist, is responsible for (1) the onboarding of [Client] and (2) reviewing and determining, where applicable, which individuals possess the requisite authority to act on behalf of [Client]. ⚫ [Client] grants [Advisor] investment discretion over [Client’s] Accounts. ⚫ ● [Advisor] and [Client] are solely responsible for determining the investment strategy to be implemented for the Client and, as applicable, selecting from among the Model Portfolios portfolios available or building custom models and portfolios through the Platform. [Advisor] and [Client] are primarily responsible for determining the appropriateness of the Platform and the chosen investment strategy and portfolio for [Client’s] investment needs and goals. ⚫ ● Any fee [Client] pays [Advisor] is not set or supervised by XxxxxxxxAltruist. ⚫ ● Altruist’s role is limited to making the disclosure brochure for the Platform electronically available and administering the Platform so that it operates as described in that disclosure brochure. ● Any Participating Broker-Dealer acts solely as a broker-dealer and not as an investment adviser advisor to [Client] in relation to the services provided in connection with the Platform. It may maintain maintains custody of [Client’s] account assets and execute executes trades for that Platform Account. ⚫ ● Altruist is not responsible to [Client] for the Platform, any portfolio, wash sales or other tax consequencesconsequences of tax-loss harvesting, or [Advisor’s] suspension or resumption of trading in [Client’s] account. ⚫ ● Altruist disclaims all warranties, express and implied, with regard to the non-investment advisory features of the Platform. In no event will Altruist be liable to [Client] for any damages of any kind with respect to the non-investment advisory features of the Platform. ⚫ ● [Client] understands and agrees that it is not a third party beneficiary of the agreement between Altruist and [Advisor]. [Client] shall not have any cause of action or any other rights or remedies under that agreement. ⚫ ● [Client] agrees that Altruist and its affiliates are express and intended third party beneficiaries of this Agreement and that the terms and conditions of this Agreement relating to Altruist inure to the benefit of, and may be enforced by, Altruist. ⚫ ● The wrap fee payable by [Client] to [Advisor] for investment management services provided under this Agreement shall be as set forth in the fee schedule enclosed herewith as [ Schedule B] , including the wrap fee payable to Altruist as specified therein. ● [Client] understands that the [Platform] is an automated investment management platform chosen by a wrap fee program and Altruist shall as a part of the Platform deduct its percentage of fees from the [Client’s Account]. ● [Advisor] [shall / shall not] vote proxies on behalf of their clients, that [Advisor] pays Altruist certain fees for use of the Platform and the Model Portfolios, and that if [Advisor] instructs Altruist accordingly, a Participating Broker-Dealer may, according to [Advisor’s] instruction, pass those fees on to [Client’s] Account.]. [If the Advisor votes proxies, provide Advisor’s procedures and guidelines for voting proxies. If the Advisor does not vote proxies explain how the Advisor shall allow the Client to vote any proxies]. Altruist does not