Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 10
Appears in 1 contract
Samples: GMO Series Trust
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. BMO XXXXXX ASSOCIATES LLC BANK, N.A. By: /s/ Xxxxxxxx X. Xxxxxxxx Name: Xxxxxxxx X. Xxxxxxxx Title: Vice President Date: March 5, 2014 By: /s/ Xxxxx Xxxx X. Xxxxxxxx Name: Xxxxx Xxxx X. Xxxxxxxx Title: VP – Legal Assistant Vice President Date: March 75, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 10
Appears in 1 contract
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund List of Funds and Fees FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Allocation Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Allocation Series Fund R5 R5 380131201 1010 GMO U.S. Equity Allocation Series Fund R6 R6 380131300 0 Schedule B MANUAL OPERATING PROCEDURES The purchase, sale, redemption and settlement of Funds will normally follow NSCC’s processing procedures, as described above in Section 5, Operating procedures. In the event that such procedures are not followed as described, the Manual Processing Procedures defined herein will apply.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund List of Funds and Fees FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Developed World Stock Series Fund R5 R5 380131730 10 GMO Developed World Stock Series Fund R6 R6 380131722 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Core Equity Allocation Series Fund R4 R4 380131375 380131847 25 GMO International Developed Core Equity Allocation Series Fund R5 R5 380131367 380131839 10 GMO International Developed Core Equity Allocation Series Fund R6 R6 380131359 380131821 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO International Growth Equity Series Fund R4 R4 380131771 25 GMO International Growth Equity Series Fund R5 R5 380131763 10 GMO International Growth Equity Series Fund R6 R6 380131755 0 GMO International Large/Mid Cap Value Series Fund R4 R4 380131813 25 GMO International Large/Mid Cap Value Series Fund R5 R5 380131797 10 GMO International Large/Mid Cap Value Series Fund R6 R6 380131789 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 1010 GMO U.S. Core Equity Series Fund R6 R6 380131300 0 GMO U.S. Equity Allocation Series Fund R4 R4 380131540 25 GMO U.S. Equity Allocation Series Fund R5 R5 380131532 10 GMO U.S. Equity Allocation Series Fund R6 R6 380131524 0 GMO U.S. Growth Series Fund R4 R4 380131870 25 GMO U.S. Growth Series Fund R5 R5 380131862 10 GMO U.S. Growth Series Fund R6 R6 380131854 0 GMO U.S. Intrinsic Value Series Fund R4 R4 380131706 25 GMO U.S. Intrinsic Value Series Fund R5 R5 380131805 10 GMO U.S. Intrinsic Value Series Fund R6 R6 380131888 0 Schedule B MANUAL OPERATING PROCEDURES The purchase, sale, redemption and settlement of Funds will normally follow NSCC’s processing procedures, as described above in Section 5, Operating procedures. In the event that such procedures are not followed as described, the Manual Processing Procedures defined herein will apply.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund List of Funds and Fees FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Allocation Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Allocation Series Fund R5 R5 380131201 1010 GMO U.S. Equity Allocation Series Fund R6 R6 380131300 0 Schedule B MANUAL OPERATING PROCEDURES The purchase, sale, redemption and settlement of Funds will normally follow NSCC’s processing procedures, as described above in Section 5, Operating procedures. In the event that such procedures are not followed as described, the Manual Processing Procedures defined herein will apply.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Country Debt Series Fund R5 R5 380131565 10 GMO Emerging Country Debt Series Fund R6 R6 380131557 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO SGM Major Markets Series Fund R4 R4 380131342 25 GMO SGM Major Markets Series Fund R6 R6 380131326 0 GMO U.S. Core Equity Allocation Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Allocation Series Fund R5 R5 380131201 1010 GMO U.S. Equity Allocation Series Fund R6 R6 380131300 0 SCHEDULE C LIST OF CLIENTS WITH APPLICABLE GMO FUND CLIENT GMO FUND HSA Bank Mosaic HSA GMO Benchmark-Free Allocation Series Fund R6 UA Locals Xx. 000 & 000 Xxxxxxxxxxxx Xxxxxxx Xxxx XXX Benchmark-Free Allocation Series Fund R6 Minnesota Life GMO Benchmark-Free Allocation Series Fund R6 Texas Prepaid GMO Global Asset Allocation Fund
Appears in 1 contract
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of GMO Series Trust by a Trustee/officer of the Series Trust in his/her capacity as Trustees Trustee/officer and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE A THE LIST OF FUNDS Fund AND FEES FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R5 R5 380131631 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Equity Allocation Series Fund R4 R4 380131516 GMO International Equity Allocation Series Fund R5 R5 380131490 GMO International Equity Allocation Series Fund R6 R6 380131482 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 10GMO U.S. Core Equity Series Fund R6 R6 380131300 SCHEDULE B INFORMATION SHARING AGREEMENT The provisions set forth below are included in and made a part of the Service Agreement between Recordkeeper and Series Trust. Capitalized terms not defined in this Schedule B have the meaning set forth in the Service Agreement.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC XXXXX FARGO BANK, N.A. By: /s/ Xxxxx Xxxx Xxxxxxxxx Xxxxxxxx Name: Xxxxx Xxxx Xxxxxxxxx Xxxxxxxx Title: VP – Legal Vice President Date: March 7, 2014 6/9/14 AMENDED AND RESTATED SCHEDULE A THE FUNDS Fund FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 1010 GMO U.S. Core Equity Series Fund R6 R6 380131300 0 As consideration for providing the Services, each Fund agrees to pay Xxxxx Fargo the fees noted above. Xxxxx Fargo represents that it has the appropriate authority to receive fees for services provided to Institutional Accounts in the Trust Department, including non-qualified employee benefit plans not subject to ERISA, accounts over which Xxxxx Fargo has investment discretion, and accounts for which Xxxxx Fargo acts as trustee only and does not otherwise provide recordkeeping services. It is Xxxxx Fargo Bank, N.A.’s decision to limit the amount of the fees, which it receives under the Agreement for these preceding account types, to no more than the fees listed in the preceding table (with a maximum fee of no more than 25 basis points). The fees shall be calculated based upon a 365 day year and shall be calculated on the last day of each month and paid to Xxxxx within 10 business days thereafter. The payment of the fee shall be accompanied by a statement showing the calculation of the fee by the company of the fund. All payments shall be sent to: Xxxxx Fargo Bank NA—dealers 2027 and 0929 WIRING INSTRUCTIONS FED FUNDS Xxxxx Fargo Bank, NA ABA #000000000 DDA #0000000000 FFC: AU 0000000 Account Name: Reference Fund Company Name and Invoice Period MAILING INSTRUCTIONS Xxxxx Fargo Bank, NA Mutual Fund Fees X.X. Xxx 000000 Xxxxxxxxx, XX 00000-0000 The parties agree that the fees paid under this Agreement are for Services only and do not constitute payment in any manner for investment advisory or distribution services.
Appears in 1 contract
Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of the GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of the GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series. XXXXXX ASSOCIATES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: VP – Legal Date: March 7, 2014 AMENDED AND RESTATED SCHEDULE Exhibit A THE FUNDS Fund FUND Share Class CUSIP # 12b-1 Fee GMO Benchmark Free Allocation Series Fund R4 R4 380131417 25 GMO Benchmark Free Allocation Series Fund R5 R5 380131391 10 GMO Benchmark Free Allocation Series Fund R6 R6 380131383 0 GMO Core Plus Bond Series Fund R6 R6 380131623 0 GMO Emerging Countries Series Fund R4 R4 380131672 25 GMO Emerging Countries Series Fund R5 R5 380131664 10 GMO Emerging Countries Series Fund R6 R6 380131656 0 GMO Foreign Fund Series Fund R4 R4 380131714 25 GMO Foreign Fund Series Fund R5 R5 380131698 10 GMO Foreign Fund Series Fund R6 R6 380131680 0 GMO Global Asset Allocation Series Fund R4 R4 380131441 25 GMO Global Asset Allocation Series Fund R5 R5 380131433 10 GMO Global Asset Allocation Series Fund R6 R6 380131425 0 GMO Global Equity Allocation Series Fund R4 R4 380131474 25 GMO Global Equity Allocation Series Fund R5 R5 380131466 10 GMO Global Equity Allocation Series Fund R6 R6 380131458 0 GMO International Bond Series Fund R4 R4 380131615 25 GMO International Bond Series Fund R5 R5 380131599 10 GMO International Bond Series Fund R6 R6 380131581 0 GMO International Developed Equity Allocation Series Fund R4 R4 380131375 25 GMO International Developed Equity Allocation Series Fund R5 R5 380131367 10 GMO International Developed Equity Allocation Series Fund R6 R6 380131359 0 GMO International Equity Allocation Series Fund R4 R4 380131516 25 GMO International Equity Allocation Series Fund R5 R5 380131490 10 GMO International Equity Allocation Series Fund R6 R6 380131482 0 GMO Quality Series Fund R4 R4 380131409 25 GMO Quality Series Fund R5 R5 380131508 10 GMO Quality Series Fund R6 R6 380131607 0 GMO U.S. Core Equity Series Fund R4 R4 380131102 25 GMO U.S. Core Equity Series Fund R5 R5 380131201 1010 GMO U.S. Core Equity Series Fund R6 R6 380131300 0 Exhibit B VANGUARD FREQUENT TRADING POLICY For Participants in Employer- Sponsored Defined Contribution Plans for which Vanguard provides Recordkeeping Services through its Institutional Retirement Plan Services1 Frequent Trading Policy Plan participants who xxxxxxxx0 any amount out of a mutual fund must wait 60 calendar days before exchanging back into the same mutual fund. This frequent trading policy will not apply to the following: • Money-market and short-term bond mutual funds • Purchases of shares with participant payroll or employer contributions or loan repayments • Purchases of shares with fund dividends or capital gain distributions • Distributions, loans, and in-service withdrawals from a plan • Redemptions of shares as part of a plan termination or at the direction of the plan • Redemptions of shares to pay fund or account fees • Share or asset transfers or rollovers • Re-registrations of shares • Transaction requests submitted by mail. (Transactions submitted by fax or wire are not mail transactions and are subject to the policy.) • Conversions of shares from one class to another in the same fund Reallocation and rebalancing transactions completed by Plan participants, investment advisors or investment advisory services will not be exempt from the frequent trading policy. 3
Appears in 1 contract
Samples: Agency Agreement (GMO Series Trust)
