Common use of COMPANY REPORTING Clause in Contracts

COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015), Company shall provide W&R with monthly reports in a manner and format as detailed in Exhibit D no later than ten (10) calendar days following the end of each month during the term of this Agreement. Such reports will set forth a listing of each order received from Contract Owners during the month resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s account/policy; and (vi) the agent’s branch office number, city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such format as may be necessary or advisable to enable W&R to comply with any law, regulation or order.

Appears in 6 contracts

Samples: Participation Agreement (Variable Annuity-2 Series Account), Participation Agreement (Variable Annuity-2 Series Account), Participation Agreement (Variable Annuity I Ser Acc of GRT West Li & Annu Ins Co of Ny)

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COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015), Company shall provide W&R with monthly reports in a manner and format as detailed in Exhibit D C no later than ten (10) calendar days following the end of each month during the term of this Agreement. Such reports will set forth a listing of each order received from Contract Owners during the month resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s account/policy; and (vi) the agent’s branch office number, city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such format as W&R may reasonably request or as may be necessary or advisable to enable W&R it to comply with any law, regulation or order.

Appears in 3 contracts

Samples: Participation Agreement (C M Life Variable Life Separate Account I), Participation Agreement (Massachusetts Mutual Variable Annuity Separate Account 4), Participation Agreement (Massachusetts Mutual Variable Annuity Separate Account 4)

COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015), Company shall provide W&R with monthly reports in ----------------- a manner and format as detailed in Exhibit D no later than ten (10) calendar days following the end of each month during the term of this Agreement. Such reports will set forth a listing of each order received from Contract Owners during the month resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s 's account/policy; and (vi) the agent’s 's branch office number, city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such format as W&R may reasonably request or as may be necessary or advisable to enable W&R it to comply with any law, regulation or order.

Appears in 2 contracts

Samples: Participation Agreement Metlife Insurance Company (Metlife Investors Usa Separate Account A), Participation Agreement Metropolitan Life Insurance (Metropolitan Life Separate Account E)

COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015)Upon request, Company shall provide W&R with monthly the following reports in a manner and mutually agreeable format as detailed in Exhibit D no later than ten (10) calendar days following the end date of each month during the term of this Agreementsuch request. Such reports will set forth a listing of each order received from Contract Owners during the month request period resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s 's account/policy; and (vi) the agent’s branch office number, 's city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such mutually agreeable format or in such format as may be necessary or advisable to enable W&R to comply with any law, regulation or order.

Appears in 1 contract

Samples: Participation Agreement (Jefferson National Life Annuity Account G)

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COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015)Upon request, Company shall provide W&R with monthly the following reports in a manner and mutually agreeable format as detailed in Exhibit D no later than ten (10) calendar days following the end date of each month during the term of this Agreementsuch request. Such reports will set forth a listing of each order received from Contract Owners during the month request period resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s account/policy; and (vi) the agent’s branch office number, city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such mutually agreeable format or in such format as may be necessary or advisable to enable W&R to comply with any law, regulation or order.

Appears in 1 contract

Samples: Participation Agreement (Jefferson National Life of New York Annuity Account 1)

COMPANY REPORTING. When Company implements enhancements to its reporting systems (currently estimated to be June 2015)available, Company shall will provide W&R with monthly reports in a manner and format as detailed in Exhibit D no later than ten (10) calendar days agreed upon between the parties. Such reports shall be provided, following the end of each month during as agreed upon between the term of this Agreementparties. Such reports will set forth information as agreed upon between the parties, which may include but not be limited to a listing of each order received from Contract Owners during the month resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such order and such additional information as W&R shall reasonably request: (i) the transaction date, which shall be the Business Day the order was received by the Company, if the order was received prior to the Pricing Time, or the Business Day following the Business Day the order was received by the Company, if the order was received after the Pricing Time; (ii) the transaction type (e.g., purchase, redemption, exchange, transfer, etc.); (iii) the Portfolio CUSIP number; (iv) the dollar amount of the transaction; (v) the name of the agent assigned to the Contract Owner’s 's account/policy; and (vi) the agent’s 's branch office number, city, state and zip code. Company agrees to provide W&R, upon reasonable request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such format as W&R may reasonably request or as may be necessary or advisable to enable W&R it to comply with any law, regulation or order.

Appears in 1 contract

Samples: Participation Agreement Forethought Life Insurance Company (Forethought Life Insurance Co Separate Account A)

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