COMPANY REPORTING. In the event that the Portfolios are offered in products other than Company’s Corporate Owned Life Insurance (“COLI”) product and in the event that W&R and/or Ivy Fund VIP representatives service Company’s agents, then Company shall provide W&R with quarterly reports in a manner and format determined by W&R no later than ten (10) calendar days following each quarter during the term of this Agreement. Such reports will set forth a listing of each account/policy resulting in the purchase or sale of Portfolio shares, including the following information with respect to each such account/policy: (i) total new sales (purchases); (ii) the Portfolio CUSIP number; (iii) the wholesaler’s name; (iv); and the state in which Contracts are purchased. Company agrees to provide W&R, upon request, written reports indicating the number of Contract Owners and such other information (including books and records) and in such format as W&R may reasonably request or as may be necessary or advisable to enable it to comply with any law, regulation or order.
Appears in 4 contracts
Samples: Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co), Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co), Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co)
