Common use of Compliance Control Services Clause in Contracts

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund and its Treasurer and Chief Compliance Officer, the Securities and Exchange Commission (the “SEC”), any other governmental regulatory authority and the independent accountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s independent accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of their examination. (5) Provide the Fund with notice of any request for the Fund’s accounting records by any governmental regulatory authority.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund and its Treasurer and Chief Compliance OfficerTrust, the U.S. Securities and Exchange Commission (the “SEC”), any National Futures Association (the “NFA”), the Commodity Futures Trading Commission (the “CFTC”) and other governmental applicable regulatory authority bodies and the independent accountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Trust in connection with any certification required of the Fund Trust pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s Trust Services’ standard of care as set forth herein. (43) Cooperate with the FundTrust’s independent accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of their examination. (5) Provide the Fund with notice of any request for the Fund’s accounting records by any governmental regulatory authority.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s Trust's accounting records available to the Fund and its Treasurer and Chief Compliance OfficerTrust, the U.S. Securities and Exchange Commission (the “SEC”), any National Futures Association (the “NFA”), the Commodity Futures Trading Commission (the “CFTC”) and other governmental applicable regulatory authority bodies and the independent accountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund Trust in connection with any certification required of the Fund Trust pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s Fund Services’ standard of care as set forth herein. (43) Cooperate with the FundTrust’s independent accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of their examination. (5) Provide the Fund with notice of any request for the Fund’s accounting records by any governmental regulatory authority.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s 's accounting records available to AGA, the Fund and its Treasurer and Chief Compliance Officerthe Trust, the Securities and Exchange Commission (the “SEC”), any other governmental regulatory authority and the Fund’s independent public accountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund AGA in connection with any certification required of the Fund Trust or AGA pursuant to the Xxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder; provided, provided however, the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s independent public accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of their examination. (5) Provide the Fund with notice of any request for the Fund’s accounting records by any governmental regulatory authority.

Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund’s accounting records available to the Fund and its Treasurer and Chief Compliance Officer, the Securities and Exchange Commission (the “SEC”), any other governmental regulatory authority and the independent accountants. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder. (3) Perform its duties hereunder in compliance with all applicable laws and regulations and provide any sub-certifications reasonably requested by the Fund in connection with any certification required of the Fund pursuant to the XxxxxxxxSxxxxxxx-Xxxxx Act of 2002 (the “SOX Act”) or any rules or regulations promulgated by the SEC thereunder, provided the same shall not be deemed to change USBFS’s standard of care as set forth herein. (4) Cooperate with the Fund’s independent accountants and take all reasonable action in the performance of its obligations under this Agreement to ensure that the necessary information is made available to such accountants for the expression of their opinion on the Fund’s financial statements without any qualification as to the scope of their examination. (5) Provide the Fund with notice of any request for the Fund’s accounting records by any governmental regulatory authority.