Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors. (2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 15 contracts
Samples: Fund Accounting Servicing Agreement (Potomac Insurance Trust), Fund Accounting Servicing Agreement (PRIMECAP Odyssey Funds), Fund Accounting Servicing Agreement (Professionally Managed Portfolios)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 15 contracts
Samples: Fund Accounting Servicing Agreement (Glen Rauch Funds), Fund Accounting Servicing Agreement (Cullen Funds Trust), Fund Accounting Servicing Agreement (Cullen Funds Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 12 contracts
Samples: Fund Accounting Servicing Agreement (Bearguard Funds Inc), Fund Accounting Servicing Agreement (Grand Prix Funds Inc), Fund Accounting Servicing Agreement (Kirr Marbach Partners Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's ’s accounting records available to the TrustAdviser, the Securities and Exchange Commission (the "SEC"), SEC and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 8 contracts
Samples: Master Services Agreement (Buffalo Funds), Master Services Agreement (Buffalo Funds), Master Services Agreement (Buffalo Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 6 contracts
Samples: Fund Accounting Servicing Agreement (Iaa Trust Growth Fund Inc), Fund Accounting Servicing Agreement (Iaa Trust Asset Allocation Fund Inc), Fund Accounting Servicing Agreement (Iaa Trust Taxable Fixed Income Series Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the The Tocqueville Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Tocqueville Trust), Fund Accounting Servicing Agreement (Tocqueville Trust), Fund Accounting Servicing Agreement (Tocqueville Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundTrust's accounting records available to the TrustTrust and its investment manager, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Olstein Funds), Fund Accounting Servicing Agreement (Barrett Funds), Fund Accounting Servicing Agreement (Barrett Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Leuthold Funds Inc), Fund Accounting Servicing Agreement (Tortoise Energy Infrastructure Corp), Fund Accounting Servicing Agreement (Tortoise Energy Infrastructure Corp)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the TrustFund, the Securities and Exchange Commission (the "“SEC"”), and the outside auditorsFund’s independent registered public accounting firm.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Stone Ridge Trust V), Fund Accounting Servicing Agreement (Stone Ridge Trust IV), Fund Accounting Servicing Agreement (Stone Ridge Trust II)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the TrustFund, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Business Development Corp of America), Fund Accounting Servicing Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II), Fund Accounting Servicing Agreement (BUSINESS DEVELOPMENT Corp OF AMERICA II)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Kinetics Portfolios Trust), Fund Accounting Servicing Agreement (Medical Fund & the Cure for Cancer Inc), Fund Accounting Servicing Agreement (Battery Park Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Ccma Select Investment Trust), Fund Accounting Servicing Agreement (CCM Advisors Funds), Fund Accounting Servicing Agreement (Ccma Select Investment Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Funds' accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 4 contracts
Samples: Fund Accounting Servicing Agreement (Rockland Funds Trust), Fund Accounting Servicing Agreement (Amquest Matrix Funds Inc), Fund Accounting Servicing Agreement (Rockland Funds Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to Skyline, the TrustManager, the Securities and Exchange Commission (the "SEC")Commission, and the Skyline's outside auditors.
(2) Maintain Create and maintain accounting records according in a manner and for such time periods as are necessary to satisfy the obligations of the Funds under the Investment Company Act of 1940 Act and regulations provided thereunder including Section 31 thereof and rules 31a-1 and 31a-2 thereunder, and applicable federal and state tax laws.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Skyline Fund), Fund Accounting Servicing Agreement (Skyline Fund), Fund Accounting Servicing Agreement (Skyline Fund)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Richardson T O Trust), Fund Accounting Servicing Agreement (Richardson T O Trust), Fund Accounting Servicing Agreement (Richardson T O Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Funds' accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Alpine Series Trust), Fund Accounting Servicing Agreement (Alpine Equity Trust), Fund Accounting Servicing Agreement (Ips Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Potomac Funds), Fund Accounting Servicing Agreement (Trust for Professional Managers), Fund Accounting Servicing Agreement (Trust for Professional Managers)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Calamos Convertible & High Income Fund), Fund Accounting Servicing Agreement (Merger Fund Vl), Fund Accounting Servicing Agreement (MVC Capital, Inc.)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 3 contracts
Samples: Fund Accounting Servicing Agreement (Kirr Marbach Partners Funds Inc), Fund Accounting Servicing Agreement (Badgley Funds Inc), Fund Accounting Servicing Agreement (Light Revolution Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundPortfolio's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Zodiac Trust), Fund Accounting Servicing Agreement (Zodiac Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, the Portfolio, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Kinetics Portfolios Trust), Fund Accounting Servicing Agreement (Kinetics Mutual Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustXxxxxxxx Funds, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Leuthold Funds Inc), Fund Accounting Servicing Agreement (Hennessy Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Calamos Advisors Trust/Il), Fund Accounting Servicing Agreement (Calamos Investment Trust/Il)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundCompany's accounting records available to the TrustCompany and its advisers, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (LCM Internet Growth Fund Inc), Fund Accounting Servicing Agreement (LCM Internet Growth Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustTocqueville Funds, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Tocqueville Trust), Fund Accounting Servicing Agreement (Tocqueville Alexis Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, Xxxxxxxx Xxxxxx Capital Management, LLC, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Leuthold Funds Inc), Fund Accounting Servicing Agreement (Leuthold Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Security Capital Employee Reit Fund Inc), Fund Accounting Servicing Agreement (Security Capital U S Real Estate Shares Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustFunds, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Master Services Agreement (Buffalo Funds), Master Services Agreement (Buffalo Usa Global Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustFund Company, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Catholic Alliance Funds Inc), Fund Accounting Servicing Agreement (Catholic Alliance Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, Xxxxx X. Xxxx & Associates, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Prudent Bear Funds Inc), Fund Accounting Servicing Agreement (Prudent Bear Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Intrepid Capital Management Funds Trust), Fund Accounting Servicing Agreement (Intrepid Capital Management Funds Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCorporation, the Securities and Exchange Commission (the "SEC")Commission, and the outside independent auditors.; and
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Dow Target Variable Fund LLC), Fund Accounting Servicing Agreement (Ohio National Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC"), and the outside Company's independent auditors.
(2) Maintain Prepare and maintain accounting records according to for each Fund in accordance with the requirements of the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Jundt Growth Fund Inc), Fund Accounting Servicing Agreement (American Eagle Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Simms Funds), Fund Accounting Servicing Agreement (Simms Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustFund, the Securities and Exchange Commission (the "“SEC"”), and the Fund’s outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
(3) Assist the Fund’s Chief Executive Officer and Chief Financial Officer in connection with establishing and maintaining internal control over financial reporting (as defined in Rules 13a-15(f) and 15-d(f) under the Securities Exchange Act of 1934 (the “1934 Act”)) for the Fund.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Bain Capital Private Credit), Fund Accounting Servicing Agreement (Bdca Venture, Inc.)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Gintel Fund), Fund Accounting Servicing Agreement (Gintel Fund)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundPortfolio's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Portfolio Accounting Servicing Agreement (Brazos Insurance Funds), Portfolio Accounting Servicing Agreement (Brazos Insurance Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustX'Xxxxxxxxxxx Funds Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Hennessy Mutual Funds Inc), Fund Accounting Servicing Agreement (O Shaughnessy Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Everest Funds), Fund Accounting Servicing Agreement (Everest Series Funds Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"”), and the outside auditorsindependent accountants.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Etf Fund Accounting Servicing Agreement (Grayscale Funds Trust), Etf Fund Accounting Servicing Agreement (Global Beta ETF Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCorporation, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Wall Street Fund Inc), Fund Accounting Servicing Agreement (Aha Investment Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to Burridge Funds, the TrustAdviser, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain Create and maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 2 contracts
Samples: Fund Accounting Servicing Agreement (Burridge Funds), Fund Accounting Servicing Agreement (Burridge Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's trust accounting records available to the The Holland Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Holland Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustThe HomeState Group, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Homestate Group)
Compliance Control Services. (1i) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustXxxxxxxx Advisors, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2ii) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Henlopen Fund)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditorsauditors retained by the Fund.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Potomac Funds)
Compliance Control Services. (1) . Maintain accounting records to support compliance monitoring by the Trust.
2. Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) 3. Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Compliance Control Services. (1) Support support reporting to regulatory bodies and support financial statement preparation by making the FundCompany's accounting records available to the TrustCompany and its investment manager, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Jacob Internet Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the Trusteach Corporation, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Perritt Microcap Opportunities Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustXxxxx and Power Balanced Fund, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Mairs & Power Balanced Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Cullen Funds Trust)
Compliance Control Services. (121) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Funds' accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(222) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Trust for Investment Managers)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the TrustManager, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Bridges Investment Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustICON Funds, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustXxxxx Xxxx & Associates, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Prudent Bear Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustFund, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Business Development Corp of America)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting Keep records according relating to the 1940 Act services to be performed hereunder, in the form and manner, and for such period, as it may deem advisable and is agreeable to the Fund but not inconsistent with the rules and regulations provided of appropriate government authorities, in particular Section 31 of the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Ori Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Ayco Series Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Berkeley Capital Management Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustFund, Xxxxxxx Capital Management, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Services Agreement (Perritt Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the TrustCompany, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Tortoise Energy Capital Corp)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustKinetics Asset Management, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Internet Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Compliance Control Services. Firstar shall:
(1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC"), and the outside auditorsauditors of the Company.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Legacy Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Granxx Xxxies Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Granum Series Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustIAI, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Iai Investment Funds Vi Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the The Xxxxxxx Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Ramirez Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustBremxx Xxxestment Funds, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Bremer Investment Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Brazos Mutual Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundCompany's accounting records available to the TrustCompany, Xxxxxxxx Capital Management, L.L.C. (the "Adviser") the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Brantley Mezzanine Capital Corp)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustIAI, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Iai Investment Funds Vi Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Xxxxxxxx Investment Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Services Agreement (Merriman Investment Trust)
Compliance Control Services. (1) Support the Fund’s reporting obligations to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the Trust, Fund (including for purposes of provision thereof to the Securities and Exchange Commission (the "“SEC"”), and the Fund’s outside auditors, as determined by the Fund).
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Medley Capital Corp)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the Trust, the Securities and Exchange Commission (the "SEC"), and the Trust's outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
(3) Coordinate independent Fund audits and prepare necessary audit schedules.
(4) Prepare and file with the appropriate state securities authorities all necessary notice filings to enable each Fund to make a continuous offering of its shares, and monitor and maintain registrations in each state.
Appears in 1 contract
Samples: Fund Accounting and Administration Servicing Agreement (Hotchkis & Wiley Funds)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's ’s accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"), ”) and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Perritt Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCorporation, the Securities and Exchange Commission (the "“SEC"”), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Norcap Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the FundCompany's accounting records available to the TrustCompany, Xxxxxxxx, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Sub Fund Accounting Servicing Agreement (Brantley Mezzanine Capital Corp)
Compliance Control Services. (1) Maintain accounting records to support compliance monitoring by the Fund.
(2) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the TrustFund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(23) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Perritt Microcap Opportunities Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's Fund accounting records available to the TrustFund, its investment adviser, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditorsFund's independent public accountants.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the Lepercq-Istel Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Lepercq Istel Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustAHA Investment Funds, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Aha Investment Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the The Xxxxxxxx Xxxxxx Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Trautman Kramer Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the TrustFund, the Securities and Exchange Commission (the "“SEC"”), and the Fund’s outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (HPS Corporate Lending Fund)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustConcorde Value Fund, the Securities and Exchange Commission (the "SEC")commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Concorde Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's trust accounting records available to the The Xxx Xxxxxxx Trust, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Lou Holland Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustLKCM Fund, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the TrustCorporation, the Securities and Exchange Commission (the "SEC"), and the outside auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Aha Investment Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustThe Jensen Portfolio, Inc., the Securities and Exchange Commission (the "SEC")Commission, and xnd the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Jensen Portfolio Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustThe Thurlow Funds, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside xxx xxtside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Thurlow Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustCompany, the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Strong Schafer Value Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's ’s accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"”), and the outside auditorsindependent accountants.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Salt Funds Trust)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's ’s accounting records available to the Trust, the Securities and Exchange Commission (the "“SEC"”), and the outside auditorsFund’s independent registered public accounting firm.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Stone Ridge Trust)
Compliance Control Services. (1) . Support reporting to regulatory bodies and support financial statement preparation by making the Fund's accounting records available to the TrustCorporation, the Securities and Exchange Commission (the "“SEC"”), and the outside auditorsindependent accountants.
(2) . Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Perritt Funds Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the Fund's fund accounting records available to the TrustXxxxx and Power Growth Fund, Inc., the Securities and Exchange Commission (the "SEC")Commission, and the outside auditors.
(2) Maintain accounting records according to the Investment Company Act of 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Mairs & Power Growth Fund Inc)
Compliance Control Services. (1) Support reporting to regulatory bodies and support financial statement preparation by making the each Fund's accounting records available to the Trust, its investment advisor, the Securities and Exchange Commission (the "SEC")) or other regulatory or governmental authorities, and the outside independent auditors.
(2) Maintain accounting records according to the 1940 Act and regulations provided thereunder.
Appears in 1 contract
Samples: Fund Accounting Servicing Agreement (Fort Pitt Capital Funds)
