Compliance Policies and Procedures. Subadviser shall promptly provide The Vantagepoint Funds' Chief Compliance Officer (CCO), upon request, copies of its policies and procedures for compliance by the Subadviser and the Fund (with respect to the services Subadviser provides to the Fund) with the Federal Securities Laws as defined in Rule 38a-1 under the
Appears in 2 contracts
Samples: Investment Subadvisory Agreement (Vantagepoint Funds), Investment Subadvisory Agreement (Vantagepoint Funds)
Compliance Policies and Procedures. The Subadviser shall promptly provide The Vantagepoint Funds' Chief Compliance Officer (CCO), upon request, copies of its policies and procedures for compliance by the Subadviser and the Fund (with respect to the services Subadviser provides to the Fund) with the Federal Securities Laws as defined in Rule 38a-1 under thethe 1940 Act and promptly provide the CCO with copies of any material changes to those policies and procedures. The Subadviser shall fully cooperate with the CCO as to facilitate the CCO's performance of his/her responsibilities under Rule 2180339.5 November 2, 2004
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Vantagepoint Funds)
Compliance Policies and Procedures. Subadviser shall promptly provide The Vantagepoint Funds' Chief Compliance Officer (CCO), upon request, copies of its policies and procedures for compliance by the Subadviser and the Fund (with respect to the services Subadviser provides to the Fund) with the Federal Securities Laws as defined in Rule 38a-1 under thethe 1940 Act and shall
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Vantagepoint Funds)