Compliance Program. The Distributor will provide each Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each Trust’s CCO in carrying out the Trust’s obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s compliance program.
Appears in 10 contracts
Samples: Distribution Agreement, Distribution Agreement (Eagle Capital Appreciation Fund), Distribution Agreement (Eagle Series Trust)
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s CCO in carrying out the Trust’s obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s CCO access to compliance personnel and copies of such documents the Trust’s CCO may reasonably request in conjunction with his/her review of the Distributor’s compliance program.
Appears in 8 contracts
Samples: Distribution Agreement (Destra Investment Trust), Distribution Agreement (Destra Investment Trust), Distribution Agreement (Destra Investment Trust II)
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s CCO 's Chief Compliance Officer ("CCO") in carrying out the Trust’s 's obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s 's CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s 's compliance program.
Appears in 3 contracts
Samples: Distribution Agreement (John Hancock Funds III), Distribution Agreement (John Hancock Funds II), Distribution Agreement (John Hancock Funds II)
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s CCO Chief Compliance Officer (“CCO”) in carrying out the Trust’s obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s compliance program.
Appears in 2 contracts
Samples: Distribution Agreement (John Hancock Funds II), Distribution Agreement (John Hancock Funds III)
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of under the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s CCO Chief Compliance Officer (“CCO”) in carrying out the Trust’s obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s compliance program.
Appears in 2 contracts
Samples: Distribution Agreement (John Hancock Strategic Series), Distribution Agreement (John Hancock Strategic Series)
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s CCO in carrying out the Trust’s obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s compliance program.
Appears in 2 contracts
Samples: Distribution Agreement (Carillon Series Trust), Distribution Agreement (1290 Funds)
Compliance Program. The Distributor will provide each Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each Trust’s 's CCO in carrying out the Trust’s 's obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s 's CCO access to compliance personnel and copies of such documents the CCO may reasonably request in conjunction with his/her review of the Distributor’s 's compliance program.
Appears in 1 contract
Compliance Program. The Distributor will provide each the Trust with its written compliance policies and procedures as required by Rule 38a-1 of the 1940 Act for the approval by the Board of Trustees of the Trust. The Distributor will cooperate with each the Trust’s 's CCO in carrying out the Trust’s 's obligations under Rule 38a-1 to oversee the compliance program of the Distributor, including providing the Trust’s 's CCO access to compliance personnel and copies of such documents the Trust's CCO may reasonably request in conjunction with his/her review of the Distributor’s 's compliance program.
Appears in 1 contract
