Common use of Compliance with Applicable Law and Governing Documents Clause in Contracts

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, employees and interested persons will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's governing instruments and regulatory filings, including the Corporation's Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 3 contracts

Samples: Subadvisory Agreement (Frontegra Funds Inc), Agreement (Frontegra Funds Inc), Interim Subadvisory Agreement (Frontegra Funds Inc)

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Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, employees and interested persons will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") ”), compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and the Fund’s Prospectuses, policies and procedures (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt receipt, Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 2 contracts

Samples: Subadvisory Agreement (Frontegra Funds Inc), Interim Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, employees and interested persons agents will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") ”), compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and the Funds’ prospectuses, policies and procedures (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable shall be provided to the Adviser or the Corporation shall provide Subadviser in writing, unless delivery of such instructions or directions in writing is impracticable. Adviser has provided to Subadviser copies of, or provided access to, all Governing Instruments and Regulatory Filings and will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt receipt, Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, partners and employees and interested persons will act in accordance in all material respects with all applicable law. Subadviser will act in accordance law and with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") and the Fund’s Prospectus, policies and procedures, copies of which the Adviser has provided to Subadviser prior to the date hereof, (collectively, "Governing Instruments and Regulatory Filings") and any reasonable instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide provided in writing. Adviser will promptly provide Subadviser with any material amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become availableFilings, and upon receipt receipt, Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its managing members, directors, officers, partners, employees and interested persons will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's governing instruments and regulatory filings, including the Corporation's Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, employees and interested persons will act in accordance with all applicable lawlaws. Subadviser will act in accordance with the Corporation's governing instruments and regulatory filings, including the Corporation's Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, partners and employees and interested persons will act in accordance in all material respects with all applicable law. Subadviser will act in accordance law and with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and the Fund’s Prospectus, policies and procedures, copies of Eligibility under Rule 4.5 of which the Commodity Exchange Act (Adviser has provided to Subadviser prior to the "CEA") date hereof, (collectively, "Governing Instruments and Regulatory Filings") and any reasonable instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide provided in writing. Adviser will promptly provide Subadviser with any material amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become availableFilings, and upon receipt receipt, Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, the Subadviser and its directors, officers, partners, employees employees, supervised persons and interested access persons will act in accordance in all material respects with all applicable law. Subadviser will act in accordance , including the 1940 Act, the 1933 Act, the CEA and the rules and regulations adopted thereunder, and with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, as amended, By-Laws, currently effective Registration Statement Prospectus, filings made by the Adviser under the CEA and related regulations with respect to the Funds and compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and Act, copies of which the 1933 Act and Notice of Eligibility under Rule 4.5 of Adviser has provided to the Commodity Exchange Act (Subadviser prior to the "CEA") date hereof (collectively, "Governing Instruments and Regulatory Filings") ”), and any reasonable instructions or directions of the Corporation, its Board of Directors the Board, or Adviser which whenever practicable the Adviser or provided to the Corporation shall provide Subadviser in writing. The Adviser will promptly provide the Subadviser with any material amendments, supplements supplements, or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become availableFilings, and upon receipt receipt, the Subadviser will act in accordance with such amendments, supplements supplements, or other changes.

Appears in 1 contract

Samples: Form of Subadvisory Agreement (Bmo Funds, Inc.)

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Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, the Subadviser and its directors, officers, partners, employees employees, agents and interested persons will will: (i) act in accordance with all applicable law. Subadviser will ; and (ii) act in accordance with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") ”), compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and the Fund’s prospectus, policies and procedures (collectively, "Governing Instruments and Regulatory Filings") and with any instructions or directions of the Corporation, its Board of Directors or the Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. The Adviser has provided the Subadviser with the Governing Instruments and Regulatory Filings and will provide the Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt receipt, the Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its directors, officers, partners, employees and interested persons will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, the Subadviser and its directors, officers, partners, employees employees, supervised persons and interested access persons will act in accordance in all material respects with all applicable law. Subadviser will act in accordance , including the 1940 Act, the 1933 Act, the Commodity Exchange Act (the “CEA”) and the rules and regulations adopted thereunder, and with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, as amended, By-Laws, currently effective Registration Statement Prospectus, filings made by the Adviser under the CEA with respect to the Funds and compliance policies and procedures adopted pursuant to Rule 38a-1 under the 1940 Act and Act, copies of which the 1933 Act and Notice of Eligibility under Rule 4.5 of Adviser has provided to the Commodity Exchange Act (Subadviser prior to the "CEA") date hereof (collectively, "Governing Instruments and Regulatory Filings") ”), and any reasonable instructions or directions of the Corporation, its Board of Directors the Board, or Adviser which whenever practicable the Adviser or provided to the Corporation shall provide Subadviser in writing. The Adviser will promptly provide the Subadviser with any material amendments, supplements supplements, or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become availableFilings, and upon receipt receipt, the Subadviser will act in accordance with such amendments, supplements supplements, or other changes.

Appears in 1 contract

Samples: Form of Subadvisory Agreement (Bmo Funds, Inc.)

Compliance with Applicable Law and Governing Documents. With respect to all matters relating to its performance under this Agreement, Subadviser and its managing members, directors, officers, partners, employees and interested persons will act in accordance with all applicable law. Subadviser will act in accordance with the Corporation's ’s governing instruments and regulatory filings, including the Corporation's ’s Articles of Incorporation, By-Laws, currently effective Registration Statement under the 1940 Act and the 1933 Act and Notice of Eligibility under Rule 4.5 of the Commodity Exchange Act (the "CEA") (collectively, "Governing Instruments and Regulatory Filings") and any instructions or directions of the Corporation, its Board of Directors or Adviser which whenever practicable the Adviser or the Corporation shall provide in writing. Adviser will provide Subadviser with any amendments, supplements or other changes to the Governing Instruments and Regulatory Filings as soon as practicable after such materials become available, and upon receipt Subadviser will act in accordance with such amendments, supplements or other changes.

Appears in 1 contract

Samples: Subadvisory Agreement (Frontegra Funds Inc)

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