Compliance with Law and Regulation. This Agreement and the obligation of the Company to sell and deliver shares of Common Stock hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. If at any time the Board of Directors of the Company shall determine that (i) the listing, registration or qualification of the shares of Common Stock subject or related thereto upon any securities exchange or under any state or federal law, or (ii) the consent or approval of any government regulatory body, is necessary or desirable as a condition of or in connection with the issue or purchase of shares of Common Stock hereunder, this ISO may not be exercised in whole or in part unless such listing, registration, qualification, consent, approval or agreement shall have been effected or obtained free of any conditions not acceptable to the Board of Directors.
Compliance with Law and Regulation. This Agreement and the obligation of the Company to sell and deliver shares of Stock hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. If at any time the Board shall determine that (i) the listing, registration or qualification of the shares of Stock subject or related thereto upon any securities exchange or under any state or federal law, or (ii) the consent or approval of any government regulatory body, is necessary or desirable as a condition of or in connection with the issue or purchase of shares of Stock hereunder, this Option may not be exercised in whole or in part unless such listing, registration, qualification, consent, approval or agreement shall have been effected or obtained free of any conditions not acceptable to the Board.
Compliance with Law and Regulation. This Agreement and the obligation of the Company to sell and deliver shares of Common Stock hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. If at any time the Board of Directors of the Company shall determine that (i) the listing, registration or qualification of the shares of Common Stock subject or related thereto upon any securities exchange or under any state or federal law, or (ii) the consent or approval of any government regulatory body, is necessary or desirable as a condition of or in connection with the issue or purchase of shares of Common Stock hereunder, this ISO may not be exercised in whole or in part unless such listing, registration, qualification, consent, approval or agreement shall have been effected or obtained free of any conditions not acceptable to the Board of Directors. The Company agrees to use its reasonable efforts to obtain any necessary listing, registration, qualification, consent, approval or agreement as expeditiously as possible, and the term of this ISO shall be extended until 30 days following the date such listing, registration, qualification, consent, approval or agreement is effected or obtained. Moreover, this ISO may not be exercised if its exercise or the receipt of shares of Common Stock pursuant thereto would be contrary to applicable law.
Compliance with Law and Regulation. 9.1 The Supplier shall comply with the Balfour Xxxxxx Policies that are notified to it by Xxxxxxx Xxxxxx from time to time.
9.2 The Supplier shall comply with all applicable laws and regulations in performing its respective obligations under this Agreement, and the Supplier shall ensure that at all times the Goods and/or Services comply with all applicable laws and regulations.
9.3 Any alleged or suspected violation of the Balfour Xxxxxx Policies by the Supplier or its personnel in the performance of this Agreement shall be promptly reported to Balfour Xxxxxx. The Supplier shall permit Balfour Xxxxxx and/or the Balfour Xxxxxx Affiliates to conduct an investigation into the matter, co-operate with any such investigation and take whatever corrective action Balfour Xxxxxx deems to be appropriate with respect to any such violation by the Supplier or its personnel. Any breach of the above Policies by the Supplier shall constitute a material breach of the Agreement and shall entitle Balfour Xxxxxx to terminate this Agreement and any other agreement between the parties, with immediate effect without liability.
9.4 The Supplier represents, warrants and undertakes to Balfour Xxxxxx that: (i) in carrying out its responsibilities under this Agreement, it shall at all times comply with all applicable local and international laws. In particular, neither it nor any of its officers, employees, directors or agents shall, directly or indirectly offer, promise, pay or give, or authorise any offer, promise, payment or gift of, money or anything else of value to any person, including any Public Official or other Relevant Person, either as an improper inducement to make, or as an improper reward for making, any decision favourable to the interests of Xxxxxxx Xxxxxx or the Supplier; (ii) none of its Principals is a Public Official or Relevant Person; (iii) neither it nor any of its Principals has any connection with a Public Official or Relevant Person that has not been disclosed to Xxxxxxx Xxxxxx; and (iv) the information provided to Xxxxxxx Xxxxxx in response to Xxxxxxx Beatty’s third party supplier questionnaire if applicable is complete, accurate and not misleading.
9.5 Notwithstanding any other provision of this Agreement, if Xxxxxxx Xxxxxx becomes aware of what it determines in good faith to be a breach of the above representations and warranties, Balfour Xxxxxx is entitled to terminate this Agreement, and any other agreement between the parties, with immediate effect. In...
Compliance with Law and Regulation. You and Employer expressly acknowledge and agree that any payments made to you pursuant to this Agreement or otherwise are subject to and conditioned upon compliance with 12 U.S.C. Section 1828(k) and any regulations promulgated thereunder.
Compliance with Law and Regulation. 12.1 Each party shall comply with all Applicable Laws and Regulations in performing its obligations under this agreement including their obligations under the Act and neither party shall be required to do anything that might breach any Applicable Law or Regulation.
12.2 To the extent that a party knows of any communications or correspondence with a Regulatory Authority that is likely to affect the other party, it shall (if permitted to do so by the relevant Regulatory Authority) advise the other party of the likely implications for that other party.
12.3 Subject to clause 16, to the extent that any Regulatory Authority requests any information or assistance from either party in relation to the subject matter of this agreement, then that party shall use all reasonable endeavours to engage with that Regulatory Authority in an open and co-operative way, including by:
(a) making informed representatives and any other personnel specified by the Regulatory Authority available for meetings with representatives or appointees of the Regulatory Authority;
(b) giving representatives and appointees of the Regulatory Authority reasonable access to any relevant premises;
(c) producing to the Regulatory Authority's representatives and appointees all relevant records;
(d) printing any relevant record which is held on computer or on microfilm or otherwise converting it into a readily legible document or any other record as may be reasonably requested by the Regulatory Authority; and
(e) answering truthfully, fully and promptly all reasonable questions which are put to it by the Regulatory Authority's representatives and appointees, and shall ensure that its employees, agents, consultants and subcontractors shall do the same.
12.4 To the extent permitted by a Regulatory Authority, each party shall inform the other party of its discussions with the relevant Regulatory Authority in relation to this agreement on a regular and timely basis and consult with the other party in relation to the affected party's approach to the relevant discussions.
Compliance with Law and Regulation. Any payments made to Executive pursuant to this Agreement or otherwise are subject to and conditioned upon compliance with 12 U.S.C. Section 1818 (k) and any regulations promulgated hereunder.
Compliance with Law and Regulation. The Grantee acknowledges that this Option may not be exercised until the CSF has taken all action then required to comply with all applicable federal and state laws, rules and regulations and any exchange on which the Common Stock may then be listed. The certificates representing the shares purchased upon the exercise of this Option may bear a legend in substantially the following form: These shares have not been registered either under any applicable federal law and rules and resale will not be permitted under state law unless the shares are first registered, or are exempt, under the securities laws of California or any other applicable state securities laws. Further, no sale, offer to sell, or transfer of these shares shall be made unless a registration statement under the federal securities act of 1933, as amended, with respect to such shares is then in effect or an exemption from the registration requirements of such Act is then in fact applicable to such shares.
Compliance with Law and Regulation. This Agreement and the obligation of the Company to deliver Shares hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required.
Compliance with Law and Regulation. This Agreement and the obligation of the Company to sell and deliver shares of Common Stock hereunder shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. If at any time the Board shall determine that (I) the listing, registration or qualification of the shares of Common Stock subject or related thereto upon any securities exchange or under any state or federal law, or (ii) the consent or approval of any government regulatory body, is necessary or desirable as a condition of or in connection with the issue or purchase of shares of Common Stock hereunder, this Option may not be exercised in whole or in part unless such listing, registration, qualification, consent, approval or agreement shall have been effected or obtained free of any conditions not acceptable to the Board. Moreover, this Option may not be exercised if its exercise or the receipt of shares of Common Stock pursuant thereto would be contrary to applicable law.
