Common use of Compliance with Regulatory Rules Clause in Contracts

Compliance with Regulatory Rules. You will comply with all rules and requirements then applicable relating to the sale of the Securitie s of the MSRB, the SEC, the NASD and any other applicable regulatory body. You agree that you are responsible for your own performance and qualification under those rules and requirements. If any provision of this Master Agreement conflicts with any rule or requirement of the MSRB, the SEC, the NASD or other applicable regulatory body, such provision shall, to the extent necessary, be deemed to be amended to eliminate such conflict.

Appears in 2 contracts

Samples: Master Agreement, Master Agreement

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Compliance with Regulatory Rules. You will comply with all rules and requirements then applicable relating to the sale of the Securitie s Securities of the MSRB, the SEC, the NASD NASD, and any other applicable regulatory body. You agree that you are responsible for your own performance and qualification under those rules and requirements. If any provision of this Master Agreement conflicts with any rule or requirement of the MSRB, the SEC, the NASD or other applicable regulatory body, such provision shall, to the extent necessary, be deemed to be amended to eliminate such conflict.

Appears in 1 contract

Samples: Purpose of Agreement

Compliance with Regulatory Rules. You will comply with all rules and requirements then applicable relating to the sale of the Securitie s Securities of the MSRB, the SEC, the NASD FINRA, and any other applicable regulatory body. You agree that you are responsible for your own performance and qualification under those rules and requirements. If any provision of this Master Agreement conflicts with any rule or requirement of the MSRB, the SEC, the NASD FINRA or other applicable regulatory body, such provision shall, to the extent necessary, be deemed to be amended to eliminate such conflict.

Appears in 1 contract

Samples: Master Agreement

Compliance with Regulatory Rules. You will comply with all rules and requirements then applicable relating to the sale of the Securitie s Securities of the MSRB, the SEC, the NASD NASDFINRA, and any other applicable regulatory body. You agree that you are responsible for your own performance and qualification under those rules and requirements. If any provision of this Master Agreement conflicts with any rule or requirement of the MSRB, the SEC, the NASD NASDFINRA or other applicable regulatory body, such provision shall, to the extent necessary, be deemed to be amended to eliminate such conflict.

Appears in 1 contract

Samples: Master Agreement

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Compliance with Regulatory Rules. You All Members will comply with all rules and requirements then applicable relating to the sale of the Securitie s Securities of the MSRB, the SEC, the NASD NASD, and any other applicable regulatory body. You agree that you are responsible for your own performance and qualification under those rules and requirements. If any provision of this Master Agreement conflicts with any rule or requirement of the MSRB, the SEC, the NASD or other applicable regulatory body, such provision shall, to the extent necessary, be deemed to be amended to eliminate such conflict.

Appears in 1 contract

Samples: Joint Account Agreement

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