Common use of Compliance with Regulatory Rules Clause in Contracts

Compliance with Regulatory Rules. We will comply with all rules and requirements then applicable relating to the sale of the Securities of the MSRB, the SEC, the NASD and any other applicable regulatory body. We agree that we are responsible for our performance and qualification under those rules and requirements. We will file or cause to be filed with the MSRB, pursuant to MSRB Rule G- 36, copies of the Official Statement and copies of any advance refunding documents, together with the applicable MSRB forms, and we will maintain the records required by applicable MSRB rules.

Appears in 3 contracts

Samples: Master Agreement, Purpose of Agreement, Master Agreement

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Compliance with Regulatory Rules. We will comply with all rules and requirements then applicable relating to the sale of the Securities of the MSRB, the SEC, the NASD NASDFINRA and any other applicable regulatory body. We agree that we are responsible for our performance and qualification under those rules and requirements. We will maintain the records required by MSRB Rule G-8(a)(viii) for the periods required by MSRB Rule G-9(a). We will file or cause to be filed with the MSRB, pursuant to MSRB Rule G- 36, copies of the Official Statement and copies of any advance refunding documents, together with the applicable MSRB forms, and we will maintain the records required by applicable MSRB rules.

Appears in 1 contract

Samples: Master Agreement

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