Common use of Compliance with Relevant Rules and Industry Practice Clause in Contracts

Compliance with Relevant Rules and Industry Practice. The Client recognizes and understands that the legal, regulatory requirements and market practice in respect of applications for Securities may vary from time to time as may the requirements of any particular new listing or issue of Securities. The Client undertakes to provide to USL such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL may in its absolute discretion determine from time to time.

Appears in 3 contracts

Samples: Client Agreement for Securities Trading, Client Agreement for Securities Trading, Client Agreement for Securities Trading

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Compliance with Relevant Rules and Industry Practice. The Client recognizes and understands that the legal, regulatory requirements and market practice in respect of applications for Securities may vary from time to time as may the requirements of any particular new listing or issue of Securities. The Client undertakes to provide to USL GTJAS such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL GTJAS may in its absolute discretion determine from time to time.

Appears in 2 contracts

Samples: Client Agreement for Securities Trading, Client Agreement for Securities Trading

Compliance with Relevant Rules and Industry Practice. The Client recognizes and understands that the legal, regulatory requirements and market practice in respect of applications for Securities may vary from time to time as may the requirements of any particular new listing or issue of Securities. The Client undertakes to provide to USL GTJAS such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL GTJAS may in at its absolute discretion determine from time to time.

Appears in 2 contracts

Samples: Client Agreement for Securities Trading, Client Agreement for Securities Trading

Compliance with Relevant Rules and Industry Practice. The Client recognizes recognises and understands that the legal, regulatory requirements and market practice in respect of applications for Securities may vary from time to time as may the requirements of any particular new listing or issue of Securities. The Client undertakes to provide to USL USPL such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL USPL may in its absolute discretion determine from time to time.

Appears in 1 contract

Samples: Client Agreement

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Compliance with Relevant Rules and Industry Practice. The Client recognizes and understands that the legal, regulatory requirements and market practice in respect of applications for Securities may vary from time to time as may the requirements of any particular new listing or issue of Securities. The Client undertakes to provide to USL Suntek such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL Suntek may in its absolute discretion determine from time to time.

Appears in 1 contract

Samples: Client Agreement

Compliance with Relevant Rules and Industry Practice. The Client recognizes and understands that the legal, regulatory requirements and market practice in respect of applications for Securities securities may vary from time to time as may the requirements of any particular new listing or issue of Securitiessecurities. The Client undertakes to provide to USL NECHK such information and take such additional steps and make such additional representations, warranties and undertakings as may be required in accordance with such legal, regulatory requirements and market practice as USL NECHK may in its absolute discretion determine from time to time.

Appears in 1 contract

Samples: Client Agreement (Securities Trading Account)

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