Common use of Compliance with Requirements Clause in Contracts

Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Act and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Fund; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement under the Act or as amended by the shareholders of the Fund.

Appears in 21 contracts

Samples: Advisory and Administration Agreement (Aquila Municipal Trust), Advisory and Administration Agreement (Aquila Municipal Trust), Advisory and Administration Agreement (Aquila Municipal Trust)

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Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Investment Company Act of 1940 (the "Act") and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Fund; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement registration statement under the Act or as amended by the shareholders of the Fund.

Appears in 10 contracts

Samples: Advisory and Administration Agreement (Aquila Three Peaks High Income Fund), Income Fund Advisory and Administration Agreement (Aquila Narragansett Insured Tax Free Income Fund), Advisory and Administration Agreement (Aquila Three Peaks High Income Fund)

Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Act and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Fund; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement under the Act or as amended by the shareholders of the Fund.

Appears in 6 contracts

Samples: Advisory and Administration Agreement (Aquila Municipal Trust), Advisory and Administration Agreement (Aquila Municipal Trust), Form of Advisory and Administration Agreement (Aquila Municipal Trust)

Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Investment Company Act of 1940 (the "Act") and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund Business Trust as amended from time to time; (4) any policies and determinations of the Board of Trustees of the FundBusiness Trust; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement registration statement under the Act or as amended by the shareholders of the Fund.

Appears in 3 contracts

Samples: And Administration Agreement (Churchill Tax Free Trust), Administration Agreement (Churchill Tax Free Trust), Administration Agreement (Churchill Tax Free Trust)

Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Act and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund Trust as amended from time to time; (4) any policies and determinations of the Board of Trustees of the FundTrust; and (5) the fundamental policies of the FundTrust, as reflected in its Registration Statement under the Act or as amended by the shareholders of the FundTrust.

Appears in 3 contracts

Samples: Advisory and Administration Agreement (Tax-Free Trust of Arizona), And Administration Agreement (Cascades Trust), And Administration Agreement (Cascades Trust)

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Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Act and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund Business Trust as amended from time to time; (4) any policies and determinations of the Board of Trustees of the FundBusiness Trust; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement under the Act or as amended by the shareholders of the Fund.

Appears in 2 contracts

Samples: Advisory and Administration Agreement (Churchill Tax Free Trust), Administration Agreement (Churchill Tax Free Trust)

Compliance with Requirements. Any investment program furnished, and any any activities performed, by the Manager or by a Sub-Adviser under this Section section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Investment Company Act of 1940 (the "Act") and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Fund; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement registration statement under the Act or as amended by the shareholders of the Fund.

Appears in 1 contract

Samples: For Utah Advisory and Administration Agreement (Tax-Free Fund for Utah)

Compliance with Requirements. Any investment program furnished, and any activities performed, by the Manager or by a Sub-Adviser under this Section section shall at all times conform to, and be in accordance with, any requirements imposed by: (1) the Investment Company Act of l940 (the "Act") and any rules or regulations in force thereunder; (2) any other applicable laws, rules and regulations; (3) the Declaration of Trust and By-Laws of the Fund as amended from time to time; (4) any policies and determinations of the Board of Trustees of the Fund; and (5) the fundamental policies of the Fund, as reflected in its Registration Statement registration statement under the Act or as amended by the shareholders of the Fund.

Appears in 1 contract

Samples: Aquila Rocky Mountain Equity Fund Sub Advisory and Administration Agreement (Aquila Rocky Mountain Equity Fund)

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