Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 63 contracts
Samples: Underwriting Agreement (Gabelli Equity Trust Inc), Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen Build America Bond Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 36 contracts
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust), Underwriting Agreement (Gabelli Multimedia Trust Inc.), Underwriting Agreement (Gabelli Equity Trust Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Manager contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Manager delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Manager of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 26 contracts
Samples: Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Select Utility Fund Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 21 contracts
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 17 contracts
Samples: Purchase Agreement (Corporate High Yield Fund Iv), Purchase Agreement (Muni Intermediate Duration Fund Inc), Purchase Agreement (Muni California Intermediate Duration Fund Inc)
Conditions of Underwriters’ Obligations. The obligations of --------------------------------------- the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 15 contracts
Samples: Purchase Agreement (Muniholdings California Insured Fund Iv Inc), Purchase Agreement (Muniholdings Michigan Insured Fund Inc), Purchase Agreement (Muniholdings Insured Fund Iii Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund Fund, the Adviser and the Investment Adviser Administrator contained in Section 1 hereof or in certificates of any officer of the Fund or Fund, the Investment Adviser and the Administrator delivered pursuant to the provisions hereof, to the performance by the Fund Fund, the Adviser and the Investment Adviser Administrator of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 12 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment any Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 10 contracts
Samples: Purchase Agreement (Advent/Claymore Global Convertible Securities & Income Fund), Purchase Agreement (Advent/Claymore Global Convertible Securities & Income Fund), Purchase Agreement (ING Global Advantage & Premium Opportunity Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 10 contracts
Samples: Purchase Agreement (Enhanced Equity Yield Fund, Inc.), Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.), Purchase Agreement (Diversified Income Strategies Portfolio, Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof or and in certificates of any officer of the Fund or the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 9 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or the Investment and any Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 8 contracts
Samples: Purchase Agreement (S&P 500 Covered Call Fund Inc.), Purchase Agreement (Global Income & Currency Fund Inc.), Purchase Agreement (S&P 500 GEARED Fund Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof herein or in certificates of any officer of the Fund or the Investment any Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 7 contracts
Samples: Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund), Underwriting Agreement (Clearbridge American Energy MLP Fund Inc.), Underwriting Agreement (Prudential Global Short Duration High Yield Fund, Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and each of the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or either of the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and each of the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 6 contracts
Samples: Purchase Agreement (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.), Purchase Agreement (First Trust/Aberdeen Emerging Opportunity Fund), Purchase Agreement (First Trust Global Credit Strategies Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof or and in certificates of any officer of the Fund or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 6 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust), Underwriting Agreement (Tortoise Energy Capital Corp)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof herein or in certificates of any officer of the Fund or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 5 contracts
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Underwriting Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund), Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 4 contracts
Samples: Purchase Agreement (Muniyield Florida Fund), Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisor contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Advisor delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisor of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 4 contracts
Samples: Underwriting Agreement (Tortoise Energy Capital Corp), Purchase Agreement (Advent Claymore Convertible Securities & Income Fund), Purchase Agreement (Advent Claymore Convertible Securities & Income Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 4 contracts
Samples: Purchase Agreement (Corporate High Yield Vi), Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc), Purchase Agreement (Preferred Income Strategies Fund Inc)
Conditions of Underwriters’ Obligations. The obligations --------------------------------------- of the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 4 contracts
Samples: Purchase Agreement (Muniholdings Insured Fund Ii Inc), Purchase Agreement (Muniholdings Insured Fund Iii Inc), Purchase Agreement (Muniholdings Michigan Insured Fund Ii Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment either Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment each Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Purchase Agreement (Pioneer Floating Rate Trust), Purchase Agreement (Boulder Growth & Income Fund), Purchase Agreement (Pioneer Floating Rate Trust)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Manager contained in Section 1 hereof herein or in certificates of any officer of the Fund or the Investment Adviser Manager delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Manager of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Underwriting Agreement (PIMCO Access Income Fund), Underwriting Agreement (Cohen & Steers MLP Income & Energy Opportunity Fund), Underwriting Agreement (Cohen & Steers LTD Duration Preferred & Income Fund, Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund Trust and the Investment Adviser contained in Section 1 hereof or in certificates of any officer of the Fund Trust or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund Trust and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Purchase Agreement (BlackRock Health Sciences Trust), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Pioneer Tax Advantaged Balanced Trust)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and each of the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or any of the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and each of the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisors contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Advisors delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisors of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2), Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Sec Fund 2)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof this Agreement, or in certificates of signed by any officer of the Fund or any subsidiary of the Investment Adviser Fund (whether signed on behalf of such officer, the Fund or such subsidiary) delivered pursuant to the provisions hereofRepresentatives or counsel for the Underwriters, to the performance by the Fund and the Investment Adviser of their respective its covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Underwriting Agreement (AllianzGI Convertible & Income Fund), Underwriting Agreement (AllianzGI Convertible & Income Fund II)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and each of the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or each of the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and each of the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii), Purchase Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)
Conditions of Underwriters’ Obligations. The --------------------------------------- obligations of the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (Muniholdings Insured Fund Iv Inc), Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisor contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Advisor delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisor of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund), Purchase Agreement (Western Asset Claymore Us Treasury Inflation Pro Secu Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Manager contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Manager delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Manager of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Purchase Agreement (Chartwell Dividend & Income Fund Inc)
Conditions of Underwriters’ Obligations. The obligations of --------- --------------------------------------- the several Underwriters Underwriter hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (Muniholdings New York Insured Fund Iii Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisor contained in Section 1 hereof herein or in certificates of any officer of the Fund or any of the Investment Adviser Advisor delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisor of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and each of the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or each of the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and each of the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (Macquarie/First Trust Global Infrastr/Util Div & Inc Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof herein or in certificates of any officer of the Fund or the Investment any Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Underwriting Agreement (Eaton Vance Floating-Rate Income Plus Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Advisors contained in Section 1 hereof herein or in certificates of any officer of the Fund or either of the Investment Adviser Advisors delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Advisors of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment any Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (Nuveen Global Government Enhanced Income Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and Fund, the Investment Adviser and the Subadviser contained in Section 1 hereof hereof, or in the certificates of any officer of the Fund or and any of the Investment Adviser or Subadviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser or Subadviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (MLP & Strategic Equity Fund Inc.)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder Underwriter are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (Duff & Phelps Utility & Corporate Bond Trust Inc)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and the Investment Adviser Allianz contained in Section 1 hereof or in certificates of any officer of the Fund or the Investment Adviser Allianz delivered pursuant to the provisions hereof, to the performance by the Fund and the Investment Adviser Allianz of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (PIMCO Global StocksPLUS & Income Fund)
Conditions of Underwriters’ Obligations. The obligations of the several Underwriters hereunder are subject to the accuracy of the representations and warranties of the Fund and each of the Investment Adviser Advisers contained in Section 1 hereof or in certificates of any officer of the Fund or any of the Investment Adviser Advisers delivered pursuant to the provisions hereof, to the performance by the Fund and each of the Investment Adviser Advisers of their respective covenants and other obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Purchase Agreement (Eaton Vance Tax-Managed Buy-Write Opportunities Fund)
