Common use of Conformity with Law Clause in Contracts

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in the event of the suspension or termination of any of the registrations.

Appears in 8 contracts

Samples: Underwriting Agreement (Liberty Stein Roe Funds Municipal Trust), Underwriting Agreement (Highland Floating Rate Fund), Underwriting Agreement (Columbia Funds Trust Xi)

AutoNDA by SimpleDocs

Conformity with Law. The Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and with the rules and regulations of the NASD. The Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Trust in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 6 contracts

Samples: Distribution Agreement (Janus Adviser), Distribution Agreement (Janus Adviser Series), Distribution Agreement (Janus Adviser)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Xxxxx Xxx & Xxxxxxx Incorporated in the event of the suspension or termination of any of the registrations.

Appears in 5 contracts

Samples: Underwriting Agreement (Liberty Stein Roe Advisor Floating Rate Advantage Fund), Underwriting Agreement (Stein Roe Advisor Floating Rate Advantage Fund/Ma), Underwriting Agreement (Stein Roe Floating Rate Income Fund)

Conformity with Law. The Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and with the rules and regulations of the NASD. The Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. XXX in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 5 contracts

Samples: Distribution Agreement (Janus Aspen Series), Distribution Agreement (Janus Aspen Series), Distribution Agreement (Janus Aspen Series)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension or xxx xxxpenxxxx xx termination of any of the registrationsRegistrations.

Appears in 4 contracts

Samples: Underwriting Agreement (Stein Roe Trust), Underwriting Agreement (Stein Roe Advisor Trust), Underwriting Agreement (Stein Roe Trust)

Conformity with Law. The Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and with the rules and regulations of the NASD. The Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. JIF in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 2 contracts

Samples: Distribution Agreement (Janus Investment Fund), Distribution Agreement (Janus Investment Fund)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension or termination xxx xxxxxnsixx xx xermination of any of the registrationsRegistrations.

Appears in 2 contracts

Samples: Underwriting Agreement (Stein Roe Institutional Trust), Underwriting Agreement (Stein Roe Institutional Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stxxx Xxx & Faxxxxx Xncorporated in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Investment Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in Stein Roe & Farnxxx Xxxxxporxxxx xx the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Institutional Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incxxxxxxxxx in the event xxx xxent of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Liberty Stein Roe Institutional Floating Rate Income Fund)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension or termination txx xxxxxxsiox xx xxrmination of any of the registrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Advisor Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in the Stein Roe & Farnhax Xxxxxxxratex xx xxe event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Institutional Floating Rate Income Fund)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension or termination txx xxxxxxsiox xx xxrmination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Income Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund Artisan Funds and Columbia Management Advisors, Inc. Artisan Partners in the event of the suspension or termination of any of the registrationsRegistrations. 12.

Appears in 1 contract

Samples: Distribution Agreement (Artisan Funds Inc)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Xxxxx Xxx & Xxxxxxx Incorporated in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Trust)

AutoNDA by SimpleDocs

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Columbia Institutional Floating Rate Income Fund)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in the Stein Roe & Farnhax Xxxxxxxratex xx xxe event of the suspension or termination of any of the registrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Advisor Trust)

Conformity with Law. The Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and with the rules and regulations of the NASD. The Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. JAS in the event of the suspension or termination of any of the registrationsRegixxxations.

Appears in 1 contract

Samples: Distribution Agreement (Janus Aspen Series)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension or termination xxx xxxxxnsiox xx xxrmination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Advisor Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. in the Stein Roe & Farnhax Xxxxxxxratxx xx xhe event of the suspension or termination of any of the registrations.

Appears in 1 contract

Samples: Underwriting Agreement (Liberty Stein Roe Advisor Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Inxxxxxxxxxd in the event xxx xxent of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Institutional Floating Rate Income Fund)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Colonial Management AdvisorsAssociates, Inc. in the event of the suspension or termination of any of the registrations.

Appears in 1 contract

Samples: Underwriting Agreement (Colonial Investment Grade Interval Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund and Columbia Management Advisors, Inc. Stein Roe & Farnham Incorporated in the event of the suspension evenx xx xxx susxxxxxxx or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Underwriting Agreement (Stein Roe Investment Trust)

Conformity with Law. Distributor agrees that in soliciting orders to purchase Shares it shall duly conform in all respects with applicable federal and state laws and the rules and regulations of the NASD. Distributor will use its best efforts to maintain its registrations Registrations in good standing during the term of this Agreement and will promptly notify the Fund Artisan Funds and Columbia Management Advisors, Inc. Artisan Partners in the event of the suspension or termination of any of the registrationsRegistrations.

Appears in 1 contract

Samples: Distribution Agreement (Artisan Funds Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!