Common use of Corporate Action & Manual Pricing Services Clause in Contracts

Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $1 per security per month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § CCO support annual fee $3,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary).

Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $1 per security per month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § CCO support annual fee $3,000 2,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXXEXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary)necessary 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly.

Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $1 per security per month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § CCO support annual fee $3,000 2,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXXEXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary).necessary 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly

Corporate Action & Manual Pricing Services. Fee for IDC data used to monitor corporate actions § $2.00 per Foreign Equity Security per Month § $1.00 per Domestic Equity Security per Month § $1 per security per month § $2.00 per CMOs, Asset Backed, Mortgage Backed Security per Month § CCO support annual fee $3,000 per trust per USBFS services selected (administration, accounting, transfer agent, distributor, custodian) § Access to all USBFS business line materials via the CCO Portal including business line Critical Procedures, Compliance Controls, Testing of Controls, Annual USBFS CCO Review, SSAE 16 audits of business lines § Assist the Fund CCO with quarterly 38a-1 certifications including a review of any changes to critical policies, procedures and controls and compliance events as required under Rule 38a-1 of the Investment Company Act § Testing of procedures and controls across all business lines with access to business line managers and subject matter experts § Quarterly CCO teleconferences and “Focus Calls” specific to current topics such as cybersecurity § CCO forums held periodically throughout the year in major cities § Annual client conference which includes CCO roundtable discussions § SEC exam support § Other items, including sharing of industry best practices across many areas NOTE: the CCO Support team does NOT serve as the Fund CCO Including but not limited to, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationary, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses related to and including travel to and from Board of Trustee meetings, third party auditing, tax and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring and conversion expenses (if necessary). 1 Subject to annual CPI increase - All Urban Consumers - U.S. City Average. Fees are calculated pro rata and billed monthly.