Correspondent Accounts. Transfer Agent shall establish procedures reasonably designed to prevent the opening of new correspondent accounts for foreign financial institutions, as defined in Section 312 of the Act and 31 CFR § 1010.610, in the Fund or at LMIS without first receiving the written (including fax or email) approval of a valid and complete application by the Transfer Agent.
Appears in 11 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust), Transfer Agency and Services Agreement (Legg Mason Global Asset Management Trust)
Correspondent Accounts. Transfer Agent shall establish procedures reasonably designed to prevent the opening of new correspondent accounts for foreign financial institutions, as defined in Section 312 of the Act and 31 CFR § 1010.610103.175, in the Fund or at LMIS without first receiving the written (including fax or email) approval of a valid and complete application by the Transfer AgentFund’s AML Officer or LMIS’ chief compliance officer, as appropriate.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Variable Equity Trust), Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust)
Correspondent Accounts. Transfer Agent shall establish procedures reasonably designed to prevent the opening of new correspondent accounts for foreign financial institutions, as defined in Section 312 of the Act and 31 CFR § 1010.6101010.610 (formerly contained in 31 CFR § 103.175), in the Fund or at LMIS without first receiving the written (including fax or email) approval of a valid and complete application by the Transfer Agent.
Appears in 5 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Variable Income Trust), Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust), Transfer Agency and Services Agreement (Legg Mason Partners Premium Money Market Trust)
Correspondent Accounts. Co-Transfer Agent shall establish procedures reasonably designed to prevent the opening of new correspondent accounts for foreign financial institutions, as defined in Section 312 of the Act and 31 CFR § 1010.6101010.610 (formerly contained in 31 CFR § 103.175), in the Fund or at LMIS without first receiving the written (including fax or email) approval of a valid and complete application by the Co-Transfer Agent.
Appears in 2 contracts
Samples: Co Transfer Agency and Services Agreement (Legg Mason Partners Money Market Trust), Co Transfer Agency and Services Agreement (Legg Mason Partners Income Trust)
Correspondent Accounts. Transfer Agent shall establish procedures reasonably designed to prevent the opening of new correspondent accounts for foreign financial institutions, as defined in Section 312 of the Act and 31 CFR § 1010.610103.175, in the Fund or at LMIS Royce Fund Services without first receiving the written (including fax or email) approval of a valid and complete application by the Transfer AgentFund’s AML Officer or Royce Fund Services’ chief compliance officer, as appropriate.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Royce Fund), Transfer Agency and Services Agreement (Royce Capital Fund)
