Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ setup/fund group of 1-5 funds, $___ setup/fund group of over 5 funds · $___ /account/year
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers), Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ 1.00 /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ 500 setup/fund group of 1-5 funds, $___ 1,500 setup/fund group of over 5 funds · $___ .12 /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ [ ] /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ [ ] setup/fund group of 1-5 funds, $___ [ ] setup/fund group of over 5 funds · $___ [ ] /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. · § $___ /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · § $___ setup/fund setup /fund group of 1-5 funds, $___ setup/fund setup /fund group of over 5 funds · § $___ /account//account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (USFS Funds Trust)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculationaccounts. · ◾ $___ [ ] /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · ◾ $___ setup/fund [ ] setup /fund group of 1-5 [ ] funds, $___ setup/fund [ ] setup /fund group of over 5 [ ] funds · ◾ $___ /account/[ ] /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brown Advisory Funds)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. · § $____ /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · § $____ setup/fund setup /fund group of 1-5 funds, $____ setup/fund setup /fund group of over 5 funds · § $____ /account//account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
