Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ setup/fund group of 1-5 funds, $___ setup/fund group of over 5 funds · $___ /account/year
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers), Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculationaccounts. · ◾ $___ [ ] /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · ◾ $___ setup/fund [ ] setup /fund group of 1-5 [ ] funds, $___ setup/fund [ ] setup /fund group of over 5 [ ] funds · ◾ $___ /account/[ ] /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brown Advisory Funds)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. · § $___ /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · § $___ setup/fund setup /fund group of 1-5 funds, $___ setup/fund setup /fund group of over 5 funds · § $___ /account//account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (USFS Funds Trust)
Cost Basis Reporting. Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. · § $____ /direct open account/account per year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · § $____ setup/fund setup /fund group of 1-5 funds, $____ setup/fund setup /fund group of over 5 funds · § $____ /account//account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ 1.00 /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ 500 setup/fund group of 1-5 funds, $___ 1,500 setup/fund group of over 5 funds · $___ .12 /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Cost Basis Reporting. Annual reporting of shareholder cost basis for direct accounts based upon an average cost single category basis calculation. · $___ [ ] /direct open account/year Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $___ [ ] setup/fund group of 1-5 funds, $___ [ ] setup/fund group of over 5 funds · $___ [ ] /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios)