Covenants and Representations of the Financial Advisor Sample Clauses

Covenants and Representations of the Financial Advisor. The Financial Advisor agrees to comply with all applicable rules, laws, regulations and policies of any kind whatsoever having application to the carrying out and performance of its obligations under this Agreement. The Financial Advisor represents and warrants that it is (a) an “accredited investor,” as such term is defined in Rule 501(a) of Regulation D under the United States Securities Act of 1933, as amended, and (b) duly registered and in good standing as an “international dealer” under the Securities Act (Ontario).
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