Common use of Customer Identification Program Notice Clause in Contracts

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each Fund’s name, address and taxpayer identification number or other government-issued identification number and, if such party is a natural person, that party’s date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 13 contracts

Samples: Underwriting Agreement (Stratton Funds, Inc.), Underwriting Agreement (Stratton Multi-Cap Fund, Inc.), Underwriting Agreement (Matthews International Funds)

AutoNDA by SimpleDocs

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each the Fund’s 's name, address and taxpayer identification number or other government-issued identification number number, and, if such party is a natural person, that party’s 's date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 2 contracts

Samples: Underwriting Agreement (Bb&t Funds /), Underwriting Agreement (Highmark Funds /Ma/)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each the Fund’s name, address and taxpayer identification number or other government-issued identification number number, and, if such party is a natural person, that party’s date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 2 contracts

Samples: Underwriting Agreement (Highmark Funds /Ma/), Underwriting Agreement (Highmark Funds /Ma/)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor Foreside will request (or already has requested) each the Fund’s name, address and taxpayer identification number or other government-issued identification number number, and, if such party is a natural person, that party’s date of birth. Distributor Foreside may also ask (and may have already asked) for additional identifying information, and Distributor Foreside may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Underwriting Agreement (FundVantage Trust)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each the Fund’s name, address and taxpayer identification number or other government-issued identification number number, and, if such party is a natural person, that party’s date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Underwriting Agreement (Bb&t Funds /)

AutoNDA by SimpleDocs

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each Fundthe Trust’s name, address and taxpayer identification number or other government-issued identification number number, and, if such party is a natural person, that party’s date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Underwriting Agreement (Ge Funds)

Customer Identification Program Notice. To help the U.S. government fight the funding of terrorism and money laundering activities, U.S. Federal law requires each financial institution to obtain, verify, and record certain information that identifies each person who initially opens an account with that financial institution on or after October 1, 2003. Consistent with this requirement, Distributor will request (or already has requested) each Fund’s 's name, address and taxpayer identification number or other government-issued identification number and, if such party is a natural person, that party’s 's date of birth. Distributor may also ask (and may have already asked) for additional identifying information, and Distributor may take steps (and may have already taken steps) to verify the authenticity and accuracy of these data elements.

Appears in 1 contract

Samples: Underwriting Agreement (Fairholme Funds Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!